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Showing 1031 - 1040 of 2631 results for "Practices"

AFCA hits the road

HARRISON WORLEY  |  FRIDAY, 3 MAY 2019
... establishment of a dedicated member services team, which is set to work with financial services firms "to help improve industry practices."

APRA self-assesses shortcomings

KARREN VERGARA  |  WEDNESDAY, 1 MAY 2019
... improved the management and design of their insurance arrangements (SPS 250), but still fall short in several areas. While practices relating to insurance strategy, design and selection of insurers, and how these affect member outcomes are consistent ...

Aussie instos among most responsible investors

HARRISON WORLEY  |  WEDNESDAY, 24 APR 2019
... sovereign wealth funds and public pension funds against 10 core principles and 20 criteria for responsible investing practices, including disclosure practices and the integration of ESG into investment decisions. AustralianSuper and VFMC ranked within ...

APRA to up the ante

HARRISON WORLEY  |  TUESDAY, 16 APR 2019
... formal powers - such as direction powers and licence conditions - to achieve prudential outcomes and deter unacceptable practices." APRA chair Wayne Byres said formal enforcement is an important weapon in the regulator's arsenal, but noted it would ...

Australian fund caught in email scandal

ELIZABETH MCARTHUR  |  FRIDAY, 12 APR 2019
... using consumer-grade email servers the NAIF was relying on "service providers' security risk management policies and practices". And, it seems some board members continued using their non-official accounts after the issue was first brought to light. ...

Fee for no service on APRA and ASIC radar

KARREN VERGARA  |  WEDNESDAY, 10 APR 2019
... member's account. "This can create additional risks, which will increase expectations about the kind of oversight practices a trustee should be adopting." They also expect fees deducted from members' accounts and paid to third parties to be reviewed ...

YTML expands team, signs new client

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 APR 2019
... Decimal, AMP, AXA and RetireInvest. Thom has work with a range of stakeholders in the past including dealer groups, practices, advisers and accountants to deliver technology solutions for improved business efficiency. Coinciding with the new appointment ...

Vanguard launches ETF, appoints new lead

KANIKA SOOD  |  WEDNESDAY, 10 APR 2019
... deep bench of credentialed professionals who are supported by the larger Vanguard organisation to leverage the best practices, low-cost execution and expertise of traders in multiple markets around the globe." "QEG's collaborative approach over the ...

Dealer group acquires bank advice business

JAMIE WILLIAMSON  |  WEDNESDAY, 10 APR 2019
... The buyer is Business & Wealth Advisors, one of Geelong's largest locally-owned accounting and financial advice practices. The sale is expected to be effective from 1 July 2019. Neither transaction is expected to have a material impact on the bank's ...

In a nutshell: Federal Budget 2019

JAMIE WILLIAMSON  |  TUESDAY, 2 APR 2019
... actuarial certificate when using the proportionate method has also been removed. Small businesses such as financial advice practices and accounting firms will see taxes cut to 25%, as well as increased access to finance via a new $2 billion fund. The ...