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Showing 1051 - 1060 of 2706 results for "NAB"

Former Garvan adviser banned for $2.4m theft

JAMIE WILLIAMSON  |  MONDAY, 5 JUN 2017
... people from the financial services industry who act dishonestly and breach the trust of their clients." The dealer group - a NAB subsidiary - welcomed both the successful conviction and ASIC's decision, saying an internal investigation was initiated ...

Industry fund appoints chief risk officer

EMMA RAPAPORT  |  FRIDAY, 2 JUN 2017
... of operational risk for Standard Chartered Private Bank, based in Singapore, and has held senior executive positions with NAB, CBA, Credit Suisse and Macquarie Bank. Statewide Super chief executive Richard Nunn has welcomed Netting to the position. "Kieran ...

Former AFA executive returns

JAMIE WILLIAMSON  |  FRIDAY, 2 JUN 2017
... building on the great work done by those before them." Anderson has previously held roles with Colonial First State, Perpetual, NAB and AMP, and was most recently working as a consultant on financial advice projects with Global Consultancy. Commenting ...

Manager lists after $3bn merger

ALEX BURKE  |  THURSDAY, 1 JUN 2017
... recommended rejecting Pinnacle and WHSP's multiple bids, WHSP now has a significant stake in PCG, having bought 37% of Pengana from NAB in March.

Change of pace for Countplus

JAMIE WILLIAMSON  |  WEDNESDAY, 31 MAY 2017
... risk management executive with over 20 years' experience in financial services. Finney has previously held roles with MLC/NAB Asset Management, UBS, Babson Capital and CMC Markets. He will commence with Countplus on 17 July 2017. In the statement provided ...

NAB adviser puts beneficiaries at risk

JAMIE WILLIAMSON  |  MONDAY, 29 MAY 2017
NAB Financial Planning is undertaking a review after one of its advisers failed to correctly witness the signing of client Beneficiary Nomination Forms on more than one occasion. During a regular compliance review in late 2016, NAB Financial Planning ...

Big four hammer bank levy

ALEX BURKE  |  TUESDAY, 23 MAY 2017
ANZ, CBA, NAB and Westpac have taken to the ASX to criticise the Government's new bank levy, with some saying it will hit customers hardest. Westpac chair Lindsay Maxsted said in an open letter that the new levy is "bad public policy that targets just ...

Big banks pay $60m in advice refunds

ALEX BURKE  |  MONDAY, 22 MAY 2017
AMP, ANZ, CBA, NAB and Westpac have to-date repaid $60 million out of an estimated $204 million for charging clients for financial advice that was not provided. This news follows the October 2016 release of ASIC's report into the advice businesses of ...

Global equities boutique wins super fund mandate

EMMA RAPAPORT  |  MONDAY, 22 MAY 2017
A NAB Asset Management minority owned investment boutique has picked up an international equities mandate from an industry superannuation fund. Intermede Investment Partners, a bottom-up investment manager that looks for companies with long-term sustainable ...

Life insurance market flat: Research

KARREN VERGARA  |  MONDAY, 22 MAY 2017
... providers, it found TAL (22%) led the market, followed by CommInsure (15%), Greenstone/Hannover (8%), OnePath Australia (8%) and NAB/MLC (7%). When comparing advised premiums against direct insurance premiums, direct premiums were found to be more expensive ...