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Showing 1 - 10 of 426 results for "stockbroking"

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA  |  FRIDAY, 5 JUN 2026
... private wealth advisers who work with high-net-worth individuals, companies and SMSFs, providing services such as stockbroking, superannuation advice, investment management and portfolio administration. "The proposal is subject to a number of conditions ...

Proposed CGT reforms could upend HNW low advice demand

KARREN VERGARA  |  FRIDAY, 22 MAY 2026
... balance sheet, particularly as portfolios become larger and more complex." The survey canvassed 100 advisers from stockbroking and advice firms.

Mulino, Hogan headline 2026 SIAA Conference

KARREN VERGARA  |  MONDAY, 11 MAY 2026
... the annual conference. Conducted over the last 18 months, SIAA will publish new insights that assess the field of stockbroking, how it stacks up as a brand within the financial services industry and how it can be an attractive career choice. "We're ...

Petra Capital fined over misreporting of 15k trades

MATTHEW WAI  |  THURSDAY, 5 FEB 2026
Sydney-based stockbroking firm Petra Capital has been fined $205,350 by the Markets Disciplinary Panel (MDP) for misreporting information on 3632 orders. The MDP found that Petra had breached the market integrity rules by failing to provide accurate ...

Investment veteran wraps 30 year career

ELIZABETH FRY  |  THURSDAY, 11 DEC 2025
... where he oversaw portfolio construction and asset allocation. Lim's career spans asset management, research and stockbroking in Asia, North America, the Middle East and Australia. He landed at Lonsec in the top investment job after spending seven ...

Maria Lykouras nabs new chief gig

JAMIE WILLIAMSON  |  THURSDAY, 27 NOV 2025
... working with her "to ensure the association continues to deliver on its mission to support and promote the value of the stockbroking and investment advice industry". Lykouras said she is excited to be stepping into the top job at SIAA. "I am looking ...

Advisers may be caught by new AML/CTF reforms: Expert

MATTHEW WAI  |  FRIDAY, 21 NOV 2025
... "designated services", which will rigger full compliance with the regime. These include making discretionary decisions, stockbroking activities on clients' behalf, and more. Although this may include a vast majority of advisers, Derham reassured ...

Private credit start-up hires industry veteran as CIO

ELIZABETH FRY  |  THURSDAY, 30 OCT 2025
... decades of service in the Australian Army Reserve. Starting out as a chemical engineer at DuPont, Casey moved into stockbroking in the early 1990s, joining County Securities as a dealing research analyst. The firm later became Citigroup, where he rose ...

AWAG enters joint venture with Phillip Capital

ANGELIQUE MINAS  |  MONDAY, 20 OCT 2025
... Armytage Micro Cap Activist Fund (MCAF). Miles brings 20 years of experience in capital markets with expertise in stockbroking, wealth management, technology and compliance for capital markets to the role. This venture comes amid a series of acquisitions ...

Euroz Hartleys in 'early stage' talks with big investor

KARREN VERGARA  |  WEDNESDAY, 20 AUG 2025
... discussions regarding potential opportunities within the Australian market." The Western Australian group offers stockbroking, research and private wealth management services to investors that include high-net-wealth individuals and SMSFs. It also has ...
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