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Showing 1 - 5 of 5 results for "Mark Schroeder"

Advice association shutters

ELIZABETH MCARTHUR  |  TUESDAY, 27 JUL 2021
... association said it was lobbying parliament to retain life insurance commissions. Former Spectrum chief executive Mark Schroeder was one of the organisers within the UFAA. He was banned by ASIC in February 2020 for the numerous failures revealed at Spectrum. ...

FASEA boycott sparks in-fighting

ELIZABETH MCARTHUR  |  TUESDAY, 2 JUN 2020
... AIOFP executive director Peter Johnston said to members. "We have spoken a number of times in the past with both Mark Schroeder and Alex Vagliviello. We pointed out that there are too many Associations (14 including accounting), and we are diluting our ...

Freedom Insurance appoints liquidators

KANIKA SOOD  |  MONDAY, 24 FEB 2020
... business after a Deloitte review said it could face a liquidity shortfall in 2019. ASIC earlier this month, banned Mark Schroeder who was the chief executive of Spectrum Wealth Advisors (a subsidiary of Freedom Insurance Group). It also accepted Spectrum's ...

Former licensee boss banned

JAMIE WILLIAMSON  |  TUESDAY, 11 FEB 2020
... ensure advisers complied with the law, banning him over his involvement in the licensee's numerous failures. Mark Schroeder was director, chief executive, responsible manager and a key person for Spectrum - once home to close to 100 advisers. Surveillance ...

BGL signs on to OneVue SMA

COMPANY RELEASE  |  MONDAY, 13 JUL 2009
... Invest, and will be distributed by SMSF software provider BGL Corporate Solutions. BGL Financial Services director, Mark Schroeder, says BGLFS evaluated all managed account suppliers in the market before electing to sign with OneVue. "During the two ...
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