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Showing 1 - 10 of 68 results for "Listing Rule"

ASIC concerns over Interprac sale 'unfounded': Sequoia

JAMIE WILLIAMSON  |  FRIDAY, 10 APR 2026
... discussions with the ASX as to whether the sale of Interprac needs to be approved by Sequoia shareholders or not. Under ASX Listing Rule 11.2, a listed entity must seek the approval of shareholders where it is making a significant change that involves ...

Sale of Interprac raises eyebrows at ASIC

JAMIE WILLIAMSON  |  WEDNESDAY, 8 APR 2026
... Planner was based on documentation leaked to the outlet. Further in its response to the ASX, Sequoia said the breach of listing rule 15.7 - which mandates that a listed entity must not disclose confidential information intended for the market to any ...

ASX is 'compromised' and 'lacks aspiration': Final report

ELIZA BAVIN  |  THURSDAY, 2 APR 2026
The ASX Inquiry Panel has released a damning final report into the ASX, focusing on governance, capability and risk management frameworks and practices across the group. The panel conducted more than 140 stakeholder interviews, reviewed submissions ...

Sequoia advances InterPrac takeover talks

KARREN VERGARA  |  WEDNESDAY, 18 MAR 2026
Sequoia Financial Group said it is in "advanced discussions" with an unnamed buyer interested in taking over InterPrac Financial Planning. Updating shareholders on the future of InterPrac, Sequoia said "discussions remain incomplete and there can be ...

Sequoia shares dive nearly 50%

KARREN VERGARA  |  TUESDAY, 25 NOV 2025
... at 10:20am. At 2:46pm, Sequoia told the market that InterPrac will defend itself against the ASIC proceedings. ASX Listing Rule 3.1 requires a listed entity to immediately give the exchange "any information concerning it that a reasonable person would ...

ASX names chief compliance officer

MATTHEW WAI  |  TUESDAY, 11 NOV 2025
ASX has appointed a former APRA general counsel to the role of chief compliance officer, reporting to chief executive Helen Lofthouse. Lucinda McCann is succeeding Daniel Moran, who announced his resignation in July after 15 years at the exchange. McCann ...

ASX releases consultation on shareholder approval requirements

ELIZA BAVIN  |  TUESDAY, 21 OCT 2025
The ASX has released a public consultation paper on shareholder approval requirements for dilutive acquisitions and changes in admission status for dual listed entities. The review was announced in April this year after the ASX allowed James Hardie ...

Can IPOs ever recover? Experts aren't sure

MATTHEW WAI  |  WEDNESDAY, 15 OCT 2025
Despite ASIC and the ASX having displayed a "good regulatory mindset" in revitalising the listed environment, opportunities from the private markets continue to drag initial public offerings' (IPOs) down. In a panel at the Citi Investment Conference ...

ASX updates waiver disclosure rules

KARREN VERGARA  |  MONDAY, 28 JUL 2025
ASX-listed entities granted a waiver are now required to disclose its nature and effect as the exchange aims to provide investors with greater transparency. ASX companies must also disclose the reasons for seeking the waiver within one business day ...

Canadian Securities Exchange to acquire National Stock Exchange of Australia

ANDREW MCKEAN  |  MONDAY, 19 MAY 2025
NSX Limited (NSX), the operator of the National Stock Exchange of Australia, has entered into a Scheme Implementation Deed with CNSX Markets, the market operator of the Canadian Securities Exchange (CSE). Under the agreement, CNSX will acquire all remaining ...
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