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Showing 31 - 40 of 53 results for "Listing Rule"

YBR acquires mortgage aggregator for $17.6 million

ALICE URIBE  |  MONDAY, 19 MAY 2014
Wealth management firm Yellow Brick Road (YBR) has received irrevocable acceptance from all 24 shareholders in Vow Financial Holdings for its offer to acquire 100% of the mortgage aggregator. The offer valued Vow at $17.6 million and shareholders have ...

ASIC issues governance warning on local emerging market companies

MARK SMITH  |  TUESDAY, 27 AUG 2013
The Australian Securities and Investments Commission (ASIC) has issued a warning over corporate governance in Australian companies that have significant operations in emerging markets, saying these companies are more susceptible to collapse than domestically ...

ASX small caps new listing rules finalised

MELANIE TIMBRELL  |  THURSDAY, 26 JUL 2012
The ASX has finalised new listings rules for small and medium sized companies following industry feedback on original proposals released in April. The ASX yesterday said the amendments strike a more complete balance between protecting shareholder interest ...

S&P calls for adviser education on new ETF indices

MELANIE TIMBRELL  |  MONDAY, 20 FEB 2012
Adviser education on the indices underlying new fixed income exchange traded funds is needed to undo damage caused by misinformation on ETFs, according to S&P Indices. Recent changes to the Australian Securities Exchange Aqua listing rules to cover ...

ASX new CEO remains on Tabcorp board

RACHEL DAVIS  |  FRIDAY, 26 AUG 2011
ASX Limited has appointed Elmer Funke Kupper as its new managing director and chief executive but has permitted its new CEO to remain on the board of his previous employer, Tabcorp. Funke Kupper was appointed non-executive director of Tabcorp during ...

SSGA says ETF growth means plenty for all providers

ALISON BEVEGE  |  TUESDAY, 31 MAY 2011
... Exchange counted 52 ETF products trading as of April. Henze said SSGA was looking at introducing an ETF on bonds after a listing rule is amended. At present the underlying instrument must be listed on a regular exchange to be eligible for an ETF on it ...

Unitholders ask ASIC/NSX to ban cap raising

ELISE BURGESS  |  MONDAY, 9 MAY 2011
Premium Income Fund unitholders have requested regulatory bodies stop a planned capital raising, deeming the raising as 'unfair' to all unitholders. In a letter to the Australian Securities and Investments Commission (ASIC) and National Stock Exchange ...

Govt response to exec remuneration falls short: Regnan

MICHAEL HOBBS  |  MONDAY, 19 APR 2010
A specialist corporate governance firm is frustrated the government has not backed a proposal from the Productivity Commission's executive remuneration report that could better align departing executives interests with long-term shareholders. The Productivity ...

ASX listing breaches hit 13pc

RUTH LIEW  |  MONDAY, 30 JUN 2008
... According to the ASX Markets Supervision (ASXMS), approximately 538 or 13 per cent out of 4,137 notices breached the listing rule requirement to disclose to the market within five business days. Out of these breaches, seven per cent or 289 also infringed ...

MacarthurCook appeals ASX breach

RUTH LIEW  |  TUESDAY, 24 JUN 2008
... released by the ASX today, MacarthurCook said it was informed by the exchange that there has been a breach of the ASX Listing Rule 7.9 as a result of the issue of shares by the fund manager to IOOF Holdings. "MacarthurCook disagrees with ASX's decision ...