| Search Results | Showing 1 - 10 of 37 results for "Financial Adviser Register" |
| | | ... designed to promote the value of financial advice. Only financial advisers registered on ASIC's Financial Adviser Register as licensed to provide personal financial advice are qualified to proceed to the voting round. This means any nominations for ... |
| | | | ... Superannuation and Financial Technology Jane Hume announced new requirements for advisers registered on the Financial Adviser Register as of 1 January 2019. These advisers have been given an additional year - by 1 January 2022 - to complete the FASEA-approved ... |
| | | | ... applying to study courses relevant for financial advisers. However, recent Rainmaker analysis of the ASIC Financial Adviser Register shows close to 3000 authorised representatives have exited the industry this calendar year to date alone. Asked by Financial ... |
| | | | Latest figures from ASIC's Financial Adviser Register (FAR) paint a telling picture of the state of Australia's financial advice sector, with close to 3000 advisers dropping out of the industry since February. According to Rainmaker analysis, the official ... |
| | | | ... reported it has stopped providing financial services. According to Rainmaker analysis of the ASIC Financial Adviser Register, there are now no advisers on Spectrum's books. Spectrum had 98 advisers under its licence in January this year - that number ... |
| | | | ... the investigation into Henderson's conduct is continuing, but the ban will be recorded on the Financial Adviser Register and the Banned and Disqualified Register. Henderson has already been fined $50,000 by the Financial Planning Association of Australia ... |
| | | | ... their life when they could not possibly rebuild their assets ahead of retiring. According to the ASIC Financial Adviser Register, Luthra was licensed by Westpac from March 2013 to April 2016. He is also a member of the Financial Planning Association ... |
| | | | More than 1700 financial advisers have dropped off the ASIC Financial Adviser Register in less than six months. As of this month, there are 27,108 active financial advisers in Australia, Rainmaker analysis of latest ASIC FAR data shows. At its height ... |
| | | | ... existing holdings in Count Financial firms, the bank said. According to Rainmaker analysis of the ASIC Financial Adviser Register, as of this morning Count Financial is home to 351 active financial advisers. CBA will continue to support and manage customer ... |
| | | | ... for emerging small- and mid-cap companies in Australia. According to Rainmaker analysis of ASIC's Financial Adviser Register, Patersons is home to 126 financial advisers, as at March 2019. Founded in 1903, it currently has about $13.6 billion in funds ... |
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| | KANIKA SOOD New Morningstar research has revealed the best and worst performing actively-managed global shares funds to June end. | KRISTI CHENG Industry Fund Services has partnered with a regulatory technology company to automate its risk management and compliance processes. | | | ELIZABETH MCARTHUR ASIC commissioner Sean Hughes has made it clear the regulator is already positioning itself to be the primary conduct regulator in superannuation. | KANIKA SOOD The $140 billion investment house has hired from Russell Investments' institutional sales team to fill a newly-created executive director role. |
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