Search ResultsShowing 1 - 10 of 37 results for "Financial Adviser Register"
Vote in the FS Power50 now
JAMIE WILLIAMSON  |  THURSDAY, 5 SEP 2019
... designed to promote the value of financial advice. Only financial advisers registered on ASIC's Financial Adviser Register as licensed to provide personal financial advice are qualified to proceed to the voting round. This means any nominations for ...
Government extends FASEA deadlines
KARREN VERGARA, JAMIE WILLIAMSON  |  FRIDAY, 30 AUG 2019
... Superannuation and Financial Technology Jane Hume announced new requirements for advisers registered on the Financial Adviser Register as of 1 January 2019. These advisers have been given an additional year - by 1 January 2022 - to complete the FASEA-approved ...
No extension to FASEA deadline
JAMIE WILLIAMSON, JAMIE WILLIAMSON  |  WEDNESDAY, 28 AUG 2019
... applying to study courses relevant for financial advisers. However, recent Rainmaker analysis of the ASIC Financial Adviser Register shows close to 3000 authorised representatives have exited the industry this calendar year to date alone. Asked by Financial ...
Down but not out: Top advisers adapt
ELIZABETH MCARTHUR  |  MONDAY, 26 AUG 2019
Latest figures from ASIC's Financial Adviser Register (FAR) paint a telling picture of the state of Australia's financial advice sector, with close to 3000 advisers dropping out of the industry since February. According to Rainmaker analysis, the official ...
Spectrum Wealth representatives find new homes
ELIZABETH MCARTHUR  |  MONDAY, 29 JUL 2019
... reported it has stopped providing financial services. According to Rainmaker analysis of the ASIC Financial Adviser Register, there are now no advisers on Spectrum's books. Spectrum had 98 advisers under its licence in January this year - that number ...
Sam Henderson cops ASIC ban
KANIKA SOOD, JAMIE WILLIAMSON  |  WEDNESDAY, 24 JUL 2019
... the investigation into Henderson's conduct is continuing, but the ban will be recorded on the Financial Adviser Register and the Banned and Disqualified Register. Henderson has already been fined $50,000 by the Financial Planning Association of Australia ...
Former Westpac adviser permanently banned
JAMIE WILLIAMSON  |  WEDNESDAY, 26 JUN 2019
... their life when they could not possibly rebuild their assets ahead of retiring. According to the ASIC Financial Adviser Register, Luthra was licensed by Westpac from March 2013 to April 2016. He is also a member of the Financial Planning Association ...
ASIC FAR, advice industry contract
JAMIE WILLIAMSON  |  MONDAY, 17 JUN 2019
More than 1700 financial advisers have dropped off the ASIC Financial Adviser Register in less than six months. As of this month, there are 27,108 active financial advisers in Australia, Rainmaker analysis of latest ASIC FAR data shows. At its height ...
CBA sells advice dealer group
JAMIE WILLIAMSON  |  THURSDAY, 13 JUN 2019
... existing holdings in Count Financial firms, the bank said. According to Rainmaker analysis of the ASIC Financial Adviser Register, as of this morning Count Financial is home to 351 active financial advisers. CBA will continue to support and manage customer ...
International firm acquires advice group
JAMIE WILLIAMSON  |  WEDNESDAY, 12 JUN 2019
... for emerging small- and mid-cap companies in Australia. According to Rainmaker analysis of ASIC's Financial Adviser Register, Patersons is home to 126 financial advisers, as at March 2019. Founded in 1903, it currently has about $13.6 billion in funds ...
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