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Showing 911 - 920 of 1622 results for "Review of"

AAT upholds ASIC adviser ban

KERRIE SYDEE  |  FRIDAY, 12 AUG 2016
... convicted and sentenced to 350 hours of community service work, and on 22 October 2015 made an application to the AAT for a review of ASIC's decision. On 9 August 2016, the AAT deemed the permanent ban imposed by ASIC was appropriate in the circumstances. ...

ASIC determines Aussie equity market "mostly clean"

ALEX BURKE  |  WEDNESDAY, 10 AUG 2016
... negligible) anomalous trading patterns" ahead of material announcements from November 2014 to October 2015. The regulator's Review of Australian equity market cleanliness report (REP 487) investigated "possible insider trading and information leakage ...

Economic Wrap

BENJAMIN ONG  |  WEDNESDAY, 10 AUG 2016
... August. Financial markets expect the BOJ to announce more policy easing measures in September following its comprehensive review of the economy. Reserve Bank of India holds As widely expected, the Reserve Bank of India (RBI) kept its benchmark repo rate ...

Terms of reference released for complaints system review

KERRIE SYDEE  |  MONDAY, 8 AUG 2016
... developments from international dispute resolution arrangements and other sectors and will consult with ASIC on the concurrent review of the FOS's small business jurisdiction. The review also has the ability to make observations, but not recommendations ...

PMIIG licence cancelled

MARK SMITH  |  FRIDAY, 5 AUG 2016
... obligations," ASIC commissioner Greg Tanzer said. PMIIG has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision. The cancellation of PMIIG's licence follows similar actions against Dunfo Capital, Narrow Lane Investments ...

Police TPD claims in focus

DARREN SNYDER  |  TUESDAY, 2 AUG 2016
... released publicly, MetLife said in response to the dramatic increase of PTSD related claims it has "conducted a thorough review of our claims management procedures, including surveillance. As a result, we now no longer use surveillance in the assessment ...

Unlicensed product adviser receives four year ban

KERRIE SYDEE  |  THURSDAY, 28 JUL 2016
... unlicensed financial services from the industry." Cross has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision.

NAB appoints independent customer advocate

KERRIE SYDEE  |  TUESDAY, 12 JUL 2016
... follows the appointment of NAB Wealth's independent customer advocate in May 2015. The ABA today announced an independent review of commissions made to bank staff and third parties, which will include remuneration for selling and providing advice on ...

ASIC finalises IOOF inquiry

ALEX BURKE  |  FRIDAY, 8 JUL 2016
... agreement with ASIC to "engage an external compliance consultant to conduct an expanded, broader and more comprehensive review of compliance arrangements within all IOOF business units."

AFSL cancelled for Sydney firm

KERRIE SYDEE  |  MONDAY, 4 JUL 2016
... contracts to Australian retail clients. The firm has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision.