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Showing 901 - 905 of 905 results for "Australian Financial Service"

Insurance-free insurance brokers wound up

The Supreme Court of New South Wales has appointed a liquidator to wind up the affairs of insurance brokers Blundell & Associates for operating without an Australian Financial Services licence or without professional indemnity insurance. The action ...

ASIC obtains permanent orders against investment directors

John Fernando The Australian Securities and Investments Commission (ASIC) has obtained permanent orders in the Supreme Court of Queensland against Kevin and Kathleen Young and the four companies of which they were directors - The Investors Club, Lisson ...

Financial services urged to obtain their AFS licenses soon

John Fernando The Australian Securities and Investments Commission (ASIC) today reminded all financial service providers that they must obtain their Australian financial services (AFS) licence in time if they are to continue operating beyond March 10 ...

ASIC blacklists ex-Colonial planner for client 'churning'

Paul Cully A former Colonial financial planner who made $190,000 in commissions by 'churning' the superannuation funds of approximately 73 clients has given an undertaking to the Australian Securities and Investments Commission (ASIC) that he will not ...

InvestorWeb Limited reports half-year net loss of $472,000

John Fernando InvestorWeb Limited (IWL) today announced a net loss of $472,000 for the six-month period to December 31 2002. The software and research provider blamed the loss on a 395% or $870,000 increase in net non-recurring expenses due to IWL's ...