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Showing 881 - 890 of 905 results for "Australian Financial Service"

Colonial First State receives financial services licence

Large Australian fund managers have begun to receive their new Australian Financial Services Licences (AFSL), with Colonial First State Investments Limited among the first recipients. "It is a credit to our enthusiastic and committed staff that we have ...

ASIC accepts enforceable undertakings from two Lifetrack directors

The Australian Securities and Investments Commission (ASIC) has also accepted enforceable undertakings from Lifetrack Management Ltd and Messrs David Smith and Alan Rich, two of its directors. Lifetrack was the approved trustee of the AM Pooled Superannuation ...

ASIC releases updated guide for PS146 compliance, lodges Chapel Road appeal

The Australian Securities and Investments Commission (ASIC) today released an updated version of its guide Small business and your AFS licence: Compliance with Policy Statement 164, aimed at small businesses applying for, or holding, an Australian financial ...

AMP responds to demerger market speculation

WITH AAP  |  MONDAY, 11 AUG 2003
AMP chief executive officer Andrew Mohl today issued an update on the company's demerger proposal, in response to speculation about the business. "The uncertainty is understandable given the complexity of the proposed demerger and continuing uncertainty ...

ASIC releases class order exemption relating to AFSL requirements

The Australian Securities and Investments Commission (ASIC) has released a class order exemption relating to the requirement to hold an Australian financial services licence (AFSL) for the provision or giving of financial product advice in certain documents. ...

ASIC obtains undertakings following Federal Court proceedings

The Australian Securities and Investments Commission (ASIC) has obtained undertakings from Henry Kaye and Alan Meagher, of National Investment Institute Pty Ltd (NII) and Novasource Consulting Pty Ltd, following proceedings commenced in the Federal ...

ASIC releases new licensing guide

The Australian Securities and Investments Commission (ASIC) today released a new licensing guide called - Responsible officers: demonstrating compliance with organisational competency obligations, and explains how applicants for an Australian Financial ...

AMP and ASGARD step into e-wrap platform shoes

AMP Australian Financial Services and ASGARD have signed a five-year contract to provide ASGARD's e-wrap platform as a basis for future AMP wrap products. AMP Director of Advice-Based Distribution, Steve Helmich, said the partnership would enjoy the ...

PREIA and BTFM make changes to POF management delegation deed

Principal Real Estate Investors Australia Ltd (PREIA) and Principal Office Funds' (POF) responsible entity - BT Funds Management Ltd (BTFM) - have today amended the management delegation deed (MDD) entered into as a result of sale of substantial parts ...

Sharp reduction in inheritance wealth despite rise in per capita income: AMP

Four in five baby boomers mightn't receive a significant inheritance, despite accumulated wealth per Australian having tripled since the 1960s, National Centre for Social and Economic Modelling (NATSEM) research - released by AMP - has revealed. Although ...