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Showing 851 - 860 of 905 results for "Australian Financial Service"

Lifetrack director on hold for five years: ASIC

The Australian Securities and Investments Commission has accepted enforceable undertakings from Barry Egan, a former director of Lifetrack Management, which is a trustee of the AM Pooled Superannuation Trust. The undertakings require Egan to not act ...

ASIC warning on Swiss offer

The Australian Securities and Investments Commission (ASIC) has issued a warning against replying to an unsolicited investment offer from Prime Forestry Group, a Swiss organisation with a return address in London. The mailshot offer promising returns ...

Capstone expands after adding advisers

Capstone Financial Planning has announced plans to expand its business, after strong growth in 2003 and the addition of new advisers under its Australian Financial Services licence mandate. Capstone managing director Grant O'Riley said the company would ...

No licence, no business: ASIC

Businesses who fail to meet the March 10 deadline for Australian financial services (AFS) licenses will face charges if they continue to operate, the Australian Securities and Investments Commission (ASIC) has said. ASIC said it approximately 900 applications ...

"Shocking" AFS applicants may miss out: ASIC

With only two months until the Australian Financial Services (AFS) licence deadline on March 10, the Australian Securities and Investment Commission (ASIC) has called on applicants to be more responsive to its requests for accurate information. ASIC ...

ASIC grants AFSL exemption to financial counselling agencies

The Australian Securities and Investments Commission (ASIC) has announced it has granted conditional relief from the Australian Financial Services (AFS) licensing requirements to financial counselling agencies that provide financial product advice. ...

Winchcombe Carson robustified by AFS compliance: IOOF

The Winchcombe Carson dealer group has successfully transitioned to its Australian Financial Services (AFS) licence, resulting in a more robust and compliant back office for its advisers, IOOF has announced. "Winchcombe Carson was one of the first dealer ...

ASIC takes action against company directors

The Australian Securities and Investments Commission (ASIC) has moved to wind up an allegedly unregistered managed investment scheme, in which investors were induced to establish self-managed superannuation funds and to invest in a Dominican company ...

Promina listing leads to subsidiary name change, Vero

After renaming the financial services part of the business Asteron in July, the Promina Group has announced that Royal & SunAlliance General Insurance has also undergone a name change, to Vero Insurance Ltd. The group also announced that Vero had also ...

MLC receives 13 AFS licenses

MLC, the National Australia Bank Group's wealth management arm, has been given an early Christmas gift from the Australian Securities and Investments Commission (ASIC), with the regulator issuing 13 Australian Financial Services (AFS) licenses to enable ...