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Showing 71 - 80 of 129 results for "Australian Securities and Investment Commission"

Market wrap Early AM

AAP  |  FRIDAY, 2 NOV 2012
... company news, Qantas holds its annual general meeting in Canberra. Chairman of the Australian Securities and Investment Commission (ASIC), Greg Medcraft, is scheduled to deliver to a speech at an American Chamber of Commerce in Australia lunch in Sydney. ...

ASIC releases hedge funds guidance

ELISE BURGESS  |  THURSDAY, 23 FEB 2012
... understanding the risks when purchasing a hedge fund product," Greg Medcraft, Australian Securities and Investment Commission (ASIC) chairman said. "Improved disclosure of the risks associated with hedge funds is particularly important because hedge ...

HFT and dark pools keep ASIC on its toes

MELANIE TIMBRELL  |  TUESDAY, 7 FEB 2012
... High frequency trading and dark pools are the biggest issues of contention in the Australian Securities and Investment Commission's extended consultation process on market integrity rules, according to one industry expert. Australian Securities and Investment ...

ASIC appoints two new commissioners

CLAIRE MCGREAL  |  FRIDAY, 21 OCT 2011
... commissioners, with another departing when his term is up in December. Peter Kell joins the Australian Securities and Investment Commission (ASIC) on a five-year term from November, while Greg Tanzer has been appointed for four years from January. Michael ...

Fraud firm masquerades as financial advisors: ASIC alert

ALISON BEVEGE  |  THURSDAY, 18 AUG 2011
The Australian Securities and Investment Commission (ASIC) has issued a warning on a fraudulent financial advisory firm. ASIC has shut down Frontline Financial Planning's website which posted the Australian company number and Australian financial services ...

Hedge fund forum delivers expert speakers next month

ALISON BEVEGE  |  WEDNESDAY, 17 AUG 2011
... the Australian Hedge Fund Forum next month. The keynote address will be given by Australian Securities and Investment Commission chairman Greg Medcraft, detailing forthcoming regulation and his vision for the hedge fund industry. Famous speakers include ...

One year jail for Opes Prime directors

ELISE BURGESS  |  THURSDAY, 28 JUL 2011
... Lirim (Laurie) Emini and Anthony Blumberg were charged following an extensive Australian Securities and Investment Commission (ASIC) investigation. Emini, the former chief executive, received a 24 months imprisonment sentence, with orders to 12 months ...

JB Global submits to independent review

ALISON BEVEGE  |  TUESDAY, 19 JUL 2011
... Global will submit to an independent review of 100 personal advice files after the Australian Securities and Investment Commission imposed new licence conditions on the company. JB Global will also offer remediation to any clients who may have received ...

ASIC warns it will act on rogue ETF pricing

ALISON BEVEGE  |  WEDNESDAY, 13 JUL 2011
The Australian Securities and Investment Commission today warned that it would take action if exchange-traded fund prices interfere with market integrity by being too removed from the underlying index. The trading watchdog flagged more than 23,000 general ...

Masters of Financial Regulation on offer for first time

ALISON BEVEGE  |  MONDAY, 27 JUN 2011
... course would be relevant for those working in the regulatory industry such as the Australian Securities and Investment Commission. The compliance departments of major banks and accounting firms are also expected to be interested in the course which investigates ...