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Showing 91 - 100 of 129 results for "Australian Securities and Investment Commission"

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BENJAMIN ONG | TUESDAY, 26 MAY 2009

... that the market is strong enough to weather its UK downgrade warning and why the Australian Securities and Investment Commission (ASIC) moved forward its lifting of the short-selling ban on financials it instituted eight months ago. Still others remain ...

IRESS eyes Asia

RUTH LIEW | MONDAY, 9 FEB 2009

... to coincide with the Chi-X and AXE markets gaining operating licenses from the Australian Securities and Investment Commission.

FIIG hires associate director

COMPANY RELEASE | WEDNESDAY, 28 JAN 2009

... Indices. FIIG Securities Limited (Fixed Income Investment Group) is licensed by the Australian Securities and Investment Commission (ASIC), and offers an independent investment service by providing direct access to wholesale fixed income investments. ...

Masu settles Westpoint case

MICHAEL HOBBS | FRIDAY, 28 NOV 2008

Masu Financial Management has settled a class action brought by the Australian Securities and Investment Commission (ASIC) for 85 investors sold Westpoint Group financial products. The Federal Court of Australia settled the two remaining complaints ...

IFSA heads to China and HK

MICHAEL HOBBS | TUESDAY, 9 SEP 2008

... Institutional Investor (QDII) recognition agreement between Chinese regulators and the Australian Securities and Investment Commission (ASIC)," said Richard Gilbert, IFSA chief executive. "It is now up to the industry to make the most of the opportunities ...

Unlicensed adviser charged

MICHAEL HOBBS | MONDAY, 4 AUG 2008

... services without a licence and placed on a two year good behaviour bond after an Australian Securities and Investment Commission (ASIC) investigation. Tivay was convicted in the Sydney District Court following an ASIC inquiry that found he provided financial ...

FPA launches PI insurance for members

MICHAEL HOBBS | WEDNESDAY, 4 JUN 2008

... Jo-Anne Bloch, FPA chief executive, said the FPA was prompted to act after the Australian Securities and Investment Commission (ASIC) released the Regulatory Guide 126 and the Financial Industry Complaints Scheme (FICS) increased monetary limits.

Research and rating firms welcome Govt review

MICHAEL HOBBS | FRIDAY, 23 MAY 2008

Research houses have welcomed a review by the Australian Securities and Investment Commission (ASIC) and Treasury into the role they, along with credit rating agencies (CRAs), played in the recent financial market turmoil and subsequent corporate collapses. ...

FPA to provide PI insurance to members

MICHAEL HOBBS | THURSDAY, 20 MAR 2008

... source and then negotiate individual deals." The FPA was prompted to act after the Australian Securities and Investment Commission (ASIC) released the Regulatory Guide 126 and the Financial Industry Complaints Scheme (FICS) increased monetary limits ...

ASIC zones in on accountants pushing SMSFs

MICHAEL HOBBS | FRIDAY, 14 MAR 2008

... clients without the proper license will be penalised accordingly, Louise DuPre, the Australian Securities and Investment Commission (ASIC) adviser said. Speaking at the SMSF Professionals Association of Australia (SPAA) conference, DuPre said ASIC was ...

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First Sentier expands mandate with Northern Trust

MATTHEW WAI | 11:13AM

Northern Trust will offer a range of front-to-back solutions as third-party administrator for First Sentier Investors under an extended agreement.

Venture capital exits expected to grow in 2025: Preqin

ELIZA BAVIN | 11:10AM

The venture capital market is expected to see even more exits in 2025 after the sector was impacted by higher interest rates throughout 2024.

FAAA slams 'underlying issues' in CSLR

ELIZA BAVIN | 11:08AM

The FAAA has made a submission to the Senate Economics Committee calling out underlying issues brought to the fore by the establishment of the CSLR.

NRL legend joins private wealth firm

ANDREW MCKEAN | 12:02PM

Ex-National Rugby League (NRL) player Cooper Cronk has joined Viola Private Wealth as an ambassador.

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