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Showing 81 - 90 of 132 results for "Australian Securities and Investment Commission"

JB Global submits to independent review

ALISON BEVEGE  |  TUESDAY, 19 JUL 2011
... Global will submit to an independent review of 100 personal advice files after the Australian Securities and Investment Commission imposed new licence conditions on the company. JB Global will also offer remediation to any clients who may have received ...

ASIC warns it will act on rogue ETF pricing

ALISON BEVEGE  |  WEDNESDAY, 13 JUL 2011
The Australian Securities and Investment Commission today warned that it would take action if exchange-traded fund prices interfere with market integrity by being too removed from the underlying index. The trading watchdog flagged more than 23,000 general ...

Masters of Financial Regulation on offer for first time

ALISON BEVEGE  |  MONDAY, 27 JUN 2011
... course would be relevant for those working in the regulatory industry such as the Australian Securities and Investment Commission. The compliance departments of major banks and accounting firms are also expected to be interested in the course which investigates ...

Former Astarra investment manager pleads guilty

ELISE BURGESS  |  MONDAY, 7 FEB 2011
... about the value of investments made by the ASF. Following an investigation by Australian Securities and Investment Commission (ASIC) into his behaviour from 2005 and 2009, it was alleged Richard and AAM received in excess of $6.4 million in undisclosed ...

ATO tackles SMSF fraud risk

ELISE BURGESS  |  FRIDAY, 17 SEP 2010
... online tools we can check whether it is a regulated fund or not," said Brown. Australian Securities and Investment Commission (ASIC) clearly states that it is the trustee's responsibility to be aware and make informed decisions in most cases of SMSF ...

Govt to ramp up FinLit in national school curriculum

RUTH LIEW  |  WEDNESDAY, 18 AUG 2010
... The $10 million in funding will be used to provide face-to-face training by the Australian Securities and Investment Commission to 6,000 teachers and online teacher training modules linked to the national curriculum. ASIC and the Australian Curriculum ...

FIIG appoints R&D chief

RUTH LIEW  |  MONDAY, 7 JUN 2010
... FIIG Securities Limited (Fixed Income Investment Group), which is licensed by the Australian Securities and Investment Commission (ASIC), is Australia's largest specialist fixed-income broker and provides direct access to fixed-income investments.

Former St.George WM chief quits BT

COMPANY RELEASE  |  MONDAY, 12 APR 2010
... Lloyd was previously senior legal officer for the office of the chairman of the Australian Securities and Investment Commission.

Market wrap

AAP  |  FRIDAY, 20 NOV 2009
... share price index contract was down 58 points at 4,700. In company related news, Australian Securities and Investment Commission chairman Tony D'loisio will address an Australia-Israel Chamber of Commerce luncheon on "Post GFC - Understanding the key ...

Actuaries call for advice 'stress test'

COMPANY RELEASE  |  MONDAY, 17 AUG 2009
... financial position when adverse events occur. The test could be implemented using Australian Securities and Investment Commission regulation or through financial planning associations, he said. Tony Cook, chair of the institute's Wealth Management Committee ...