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Showing 81 - 90 of 129 results for "Australian Securities and Investment Commission"

Former Astarra investment manager pleads guilty

ELISE BURGESS | MONDAY, 7 FEB 2011

... about the value of investments made by the ASF. Following an investigation by Australian Securities and Investment Commission (ASIC) into his behaviour from 2005 and 2009, it was alleged Richard and AAM received in excess of $6.4 million in undisclosed ...

ATO tackles SMSF fraud risk

ELISE BURGESS | FRIDAY, 17 SEP 2010

... online tools we can check whether it is a regulated fund or not," said Brown. Australian Securities and Investment Commission (ASIC) clearly states that it is the trustee's responsibility to be aware and make informed decisions in most cases of SMSF ...

Govt to ramp up FinLit in national school curriculum

RUTH LIEW | WEDNESDAY, 18 AUG 2010

... The $10 million in funding will be used to provide face-to-face training by the Australian Securities and Investment Commission to 6,000 teachers and online teacher training modules linked to the national curriculum. ASIC and the Australian Curriculum ...

FIIG appoints R&D chief

RUTH LIEW | MONDAY, 7 JUN 2010

... FIIG Securities Limited (Fixed Income Investment Group), which is licensed by the Australian Securities and Investment Commission (ASIC), is Australia's largest specialist fixed-income broker and provides direct access to fixed-income investments.

Former St.George WM chief quits BT

COMPANY RELEASE | MONDAY, 12 APR 2010

... Lloyd was previously senior legal officer for the office of the chairman of the Australian Securities and Investment Commission.

Market wrap

AAP | FRIDAY, 20 NOV 2009

... share price index contract was down 58 points at 4,700. In company related news, Australian Securities and Investment Commission chairman Tony D'loisio will address an Australia-Israel Chamber of Commerce luncheon on "Post GFC - Understanding the key ...

Actuaries call for advice 'stress test'

COMPANY RELEASE | MONDAY, 17 AUG 2009

... financial position when adverse events occur. The test could be implemented using Australian Securities and Investment Commission regulation or through financial planning associations, he said. Tony Cook, chair of the institute's Wealth Management Committee ...

Heffron and Martin joins Cooper Review

PRESS RELEASE | WEDNESDAY, 5 AUG 2009

... nicknamed the Cooper Review, is chaired by Jeremy Cooper, former deputy chair of the Australian Securities and Investment Commission (ASIC). The review aims to look at ways to maximise the retirement incomes of Australians, including through increasing ...

Lonergan Edwards supports Premium buy-back

COMPANY RELEASE | MONDAY, 27 JUL 2009

... commissioned by the Premium Investors board in accordance with recommendations from the Australian Securities and Investment Commission (ASIC) found the board's proposal "fair and reasonable". In one of its resolutions, the board is asking shareholders ...

AFA renews call to restrict 'financial adviser' term

PRESS RELEASE | FRIDAY, 3 JUL 2009

... term 'financial adviser' needs to be restricted to those who are regulated by the Australian Securities and Investment Commission (ASIC) and abide by the Corporations Act. "There should be transparency around the term and anyone using it should be subject ...

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Keystone Asset Management to be wound up

JAMIE WILLIAMSON

Keystone Asset Management will be liquidated, as ASIC investigates exactly what's happened to funds invested in the Shield Master Fund.

Sally Auld to take on chief economist role at NAB

ELIZA BAVIN

Alan Oster will retire from NAB after 32 years in the chief economist role, with Sally Auld set to replace him - creating another open position at JBWere.

Praemium partners to bring structured products to HNWIs

MATTHEW WAI

Praemium inked a deal with Stropro, an alternative investment platform, to offer financial advisers improved access to structured products to better meet the evolving needs of their high-net-worth (HNW) clients.

Nuveen extends private credit fund to Australian investors

ELIZA BAVIN

The global asset manager's private credit income fund will now be available to Australian wholesale investors.

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Expert Feed

Jenny Taing

Principal Solicitor

KHQ Lawyers

'Chameleon ETFs': Still groundbreaking and here to stay?

It was coined as a 'gamechanger' - an ETF that can be bought and sold on the ASX or Cboe Australia but that can also be applied for, and redeemed, directly ...

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Robert Talevski

Managing Director

Activam

Tailored or off-the-shelf: What's right for your practice?

In the ever-evolving landscape of wealth management, financial advisers and investment professionals are faced with a multitude of choices when it comes ...

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Nathan Robertson

Chief Executive Officer

Alvia Partners

Five principles for successful family office investing

At the time of writing, Australian public companies were at the end of another round of reporting their half-yearly financial results. For investors and ...

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Robert De Dominicis

Chief Executive Officer

GBST

Mistaking financial literacy for retirement literacy

Many are unclear about how to transition from working life to retirement, particularly regarding their retirement savings and the options available to ...

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Kellie Wood

HEAD OF FIXED INCOME
SCHRODER INVESTMENT MANAGEMENT AUSTRALIA LIMITED

Schroders Australia's Kellie Wood talks about winning a lot, so much so that it's become a well-intentioned joke with her co-workers - but it's this ambitious attitude that spurs her on every day. Eliza Bavin writes.

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