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Showing 31 - 40 of 129 results for "Australian Securities and Investment Commission"

FIIG to manage $50m bond issue for 360 Capital

MARK SMITH | TUESDAY, 9 SEP 2014

... investors. No prospectus or other disclosure document will be lodged with the Australian Securities and Investment Commission or any other regulatory body. FIIG is acting as lead arranger. 360 Capital's managing director Tony Pitt said: "In line with ...

Coffey to raise $40 million via bond market

MARK SMITH | WEDNESDAY, 3 SEP 2014

... or other disclosure documents in relation to the bond will be lodged with the Australian Securities and Investment Commission or any other regulatory authority.

Administrators fined over 'free ' SMSF set up claims

STAFF WRITER | TUESDAY, 12 AUG 2014

... payment of an infringement notice is not an admission of a contravention of the Australian Securities and Investment Commission Act 2001 consumer protection provisions. ASIC can issue an infringement notice where it has reasonable grounds to believe ...

Cormann tables adviser register to "weed out bad apples"

LAURA MILLAN | THURSDAY, 17 JUL 2014

... recommendation 44 of the Senate Economics Committee inquiry into the performance of the Australian Securities and Investment Commission (ASIC). "Our goal remains to ensure that we have a robust but efficient financial services regulatory system," Cormann ...

Labor questions Murray, calls for another inquiry

LAURA MILLAN | WEDNESDAY, 9 JUL 2014

The opposition has called for a further parliamentary inquiry into the Australian Securities and Investment Commission and the Commonwealth Bank and branded the government's plans to examine financial advice scandals as part of the Financial System ...

Government still mulling response on Senate report

LAURA MILLAN AND AAP | THURSDAY, 3 JUL 2014

... review of the financial sector more generally and that will include the role of the Australian Securities and Investment Commission and whether more needs to be done to insure that people are protected. "I don't want to overdo the reviews because in ...

APRA announces draft 2014-15 supervisory levies

ALEX DUNNIN | TUESDAY, 27 MAY 2014

... Super funds will also need to pay an additional $12 million in levies to cover Australian Securities and Investment Commission (ASIC) activities, $7 million for Tax Office activities and $5 million for Department of Human Services activities which look ...

Platform error forces NAB to pay further compensation

LAURA MILLAN | MONDAY, 5 MAY 2014

A review of NAB Wealth's Navigator platform has revealed that the bank made a mistake when calculating compensation to 43,000 clients in 2012. NAB Wealth expects the compensation to be less than $200,000, which adds to the $1.9 million that the bank ...

Virgin Money cops fine for misleading direct insurance ads

MARK SMITH | WEDNESDAY, 30 APR 2014

Front-runners

BENJAMIN ONG | MONDAY, 7 APR 2014

... frequency traders)? It's become big news that Australia's prudential regulator - the Australian Securities and Investment Commission (ASIC) - has reportedly threatened to clamp down on hyper speed trades. Reuters reports that New York's Attorney General ...

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First Sentier expands mandate with Northern Trust

MATTHEW WAI

Northern Trust will offer a range of front-to-back solutions as third-party administrator for First Sentier Investors under an extended agreement.

Venture capital exits expected to grow in 2025: Preqin

ELIZA BAVIN

The venture capital market is expected to see even more exits in 2025 after the sector was impacted by higher interest rates throughout 2024.

FAAA slams 'underlying issues' in CSLR

ELIZA BAVIN

The FAAA has made a submission to the Senate Economics Committee calling out underlying issues brought to the fore by the establishment of the CSLR.

NRL legend joins private wealth firm

ANDREW MCKEAN

Ex-National Rugby League (NRL) player Cooper Cronk has joined Viola Private Wealth as an ambassador.

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Jenny Taing

Principal Solicitor

KHQ Lawyers

'Chameleon ETFs': Still groundbreaking and here to stay?

It was coined as a 'gamechanger' - an ETF that can be bought and sold on the ASX or Cboe Australia but that can also be applied for, and redeemed, directly ...

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Robert Talevski

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Tailored or off-the-shelf: What's right for your practice?

In the ever-evolving landscape of wealth management, financial advisers and investment professionals are faced with a multitude of choices when it comes ...

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Five principles for successful family office investing

At the time of writing, Australian public companies were at the end of another round of reporting their half-yearly financial results. For investors and ...

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Mistaking financial literacy for retirement literacy

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Kellie Wood

HEAD OF FIXED INCOME
SCHRODER INVESTMENT MANAGEMENT AUSTRALIA LIMITED

Schroders Australia's Kellie Wood talks about winning a lot, so much so that it's become a well-intentioned joke with her co-workers - but it's this ambitious attitude that spurs her on every day. Eliza Bavin writes.

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