Search Results | Showing 21 - 30 of 129 results for "Australian Securities and Investment Commission" |
| | ... to stop the ongoing financial scandals." Top industry officials, including the Australian Securities and Investment Commission (ASIC) chairman Greg Medcraft have raised the issue in the past. "We have to lift the fear and smother the greed. White-collar ... |
| | | The Commonwealth Bank has publicly welcomed the Australian Securities and Investment Commission's (ASIC) decision to ban former CFPL financial planners, Sharnie Kent and Stuart Jamieson. In a press release issued by the bank it said it reported concerns ... |
| | | ... representatives from the Australian Prudential Regulatory Authority (APRA), the Australian Securities and Investment Commission (ASIC), Association of Financial Advisers (AFA), Financial Planning Association (FPA), SMSF Association, Financial Services ... |
| | | ... to a cap of $50 million. The prospectus for the offer will be lodged with the Australian Securities and Investment Commission (ASIC) at the end of July 2015, the company said in an ASX statement. Over the last months, a number of fund managers have launched ... |
| | | ... not-for-profit organisations. She is the chair of Job Futures and sits on the Australian Securities and Investment Commission's (ASIC) external advisory panel. Her previous role was chair of Australian consumer advocacy group Choice where she created ... |
| | | ... process to market test the capacity of a private provider to upgrade and operate the Australian Securities and Investment Commission (ASIC) Registry and to "develop value added products." In addition, it will provide ASIC with $1 million in 2015-16 to ... |
| | | The penalties applied by the Australian Securities and Investment Commissions (ASIC) are so weak that they are like being hit with a lettuce leaf, Financial System Inquiry chair David Murray said. Speaking at a panel session at the ASIC summit, only ... |
| | | ... the original FoFA laws are now fully in place, enforcing them is a job for the Australian Securities and Investment Commission (ASIC). ASIC issued a release saying it would "take a practical and measured approach" to administering the new laws. It went ... |
| | | The Administrative Appeals Tribunal (AAT) has backed the Australian Securities and Investment Commission (ASIC) decision to permanently ban former Astarra director Eugene Liu from providing financial services. AAT senior member Jan Redfern said: "there ... |
| | | ... raised concerns about the transition for older advisers. Under the proposal the Australian Securities and Investment Commission (ASIC) would also see its powers to regulate reduced, with a greater emphasis on enforcement. "I am very purist about the ... |
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