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Showing 111 - 120 of 131 results for "Australian Securities and Investment Commission"

Federal Court reconsiders KordaMentha remuneration claim

Based on Australian Securities and Investment Commission (ASIC) submissions to a Federal Court of Australia review of a $2.856 million payment made to Stockford Administrators KordaMentha the Court has ordered a committee of inspection consider the ...

FPA pushes members to adopt tighter conflict of interest guidelines

... which may affect its members after the new code began earlier this month. The Australian Securities and Investment Commission (ASIC) Policy Statement (PS) 181 Licensing: Managing conflicts of interest took effect from 1 January and the FPA has stated ...

ASX looks at Sons of Gwalia's disclosures: report

AAP  |  WEDNESDAY, 1 SEP 2004
... going to be able to meet its forward sold gold commitments. It is understood the Australian Securities and Investment Commission is also monitoring the situation, it was reported today.

ACCC says wording of Act makes prosecution difficult

AAP  |  MONDAY, 21 JUN 2004
... ineffective." Also, Samuel said the ACCC was still assessing whether it or the Australian Securities and Investment Commission was responsible for investigating outrageous advertising claims by Choice and other superannuation funds. "If misleading and ...

Kennedy loses bid to keep notes to lawyer from ASIC

AAP  |  FRIDAY, 26 MAR 2004
... Kennedy had applied to the Federal Court for a permanent injunction to prevent the Australian Securities and Investment Commission (ASIC) accessing two pages of handwritten notes to his Swiss lawyer, Benno Hafner. ASIC is investigating whether Mr Kennedy ...

"Shocking" AFS applicants may miss out: ASIC

... until the Australian Financial Services (AFS) licence deadline on March 10, the Australian Securities and Investment Commission (ASIC) has called on applicants to be more responsive to its requests for accurate information. ASIC director of licensing ...

Former ASIC chair joins leading law firm

AAP  |  FRIDAY, 16 JAN 2004
Former Australian Securities and Investment Commission (ASIC) chairman David Knott has joined law firm Allens Arthur Robinson (ARR) as a special adviser. ARR said Mr Knott would assist the firm\'s legal teams in advising clients on regulatory, corporate ...

ASIC launches inquiry into super funds

AAP  |  TUESDAY, 13 JAN 2004
The Australian Securities and Investment Commission (ASIC) has launched an inquiry into superannuation funds. Seventy-two Australian fund managers have had their investment practices examined as part of an inquiry into possible market manipulation ...

ASIC raids Steve Vizard's house following insider trading allegation

AAP  |  FRIDAY, 19 DEC 2003
... confirmed that Australian Federal Police officers acting on a warrant executed by the Australian Securities and Investment Commission (ASIC) had raided Mr Vizard's Toorak home and office on Tuesday. The raid related to allegations made by Mr Vizard's ...

Secretary to Treasurer confirms no extension to AFS licence deadline

... the FSR requirements that have been of concern." Mr Cameron also commended the Australian securities and Investment Commission (ASIC) for their "considerable effort into assisting the transition of industry participants through policy guidance, regular ...