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Showing 621 - 630 of 1866 results for "broker"

EU markets directive to reshape global alternatives

ALEX BURKE  |  WEDNESDAY, 5 JUL 2017
... Inglis said: "Complying with MiFID II is a significant undertaking and understandably many members need to rely on the broker community to provide solutions." "This survey shows not only that a substantial amount of uncertainty remains but also that ...

Senior hires at Northern Trust

KARREN VERGARA  |  FRIDAY, 23 JUN 2017
On the back of announcing Sally Surgeon will head its Sydney operations, Northern Trust is growing its local presence and product offering with an additional three senior hires. Northern Trust hired Simon McDonough as a senior equity program trader ...

ING restructures, creates distribution head role

JAMIE WILLIAMSON  |  THURSDAY, 22 JUN 2017
... have customers who have come to us directly for their everyday banking, but they may have a mortgage with us through a broker, and there should be no difference in how these customers experience our brand, whether through direct everyday banking or their ...

Millennials choosing stock market over housing market

JAMIE WILLIAMSON  |  MONDAY, 19 JUN 2017
As the prospect of owning their own home becomes less of a reality, millennials are turning to the stock market to invest and build their wealth. New insights from CommSec reveal more than half of all new customers are under the age of 35, with the ...

Industry stars recognised at 2017 MAX Awards

JAMIE WILLIAMSON  |  FRIDAY, 16 JUN 2017
... Year Telstra Super - www.telstrasuper.com.au/ Finalists AIA - www.aia.com.au/ BT Panorama - www.btpanorama.com.au/ Desktop Broker - www.desktopbroker.com.au/adviser Fidante - www.fidante.com/ Financial Services App of the Year Link Group - Cbus Employer ...

Saxo Capital Markets expands solutions

KARREN VERGARA  |  THURSDAY, 15 JUN 2017
... shares through a Holder Identification Number (HIN), which is a unique identifier assigned by the ASX to investors who use a broker. This means having the ability to hold Australian stocks through the HIN structure provided by the ASX's Clearing House ...

Promotions for CFSGAM global resources team

KARREN VERGARA  |  TUESDAY, 13 JUN 2017
... as leader in 2010. Prior to this, she worked at Equitilink as a fund manager and was an analyst with London-based mining broker T Hoare & Co. Sydney-based Warren will assume the role next month and will be the lead portfolio manager of the Australian-domiciled ...

Fiduciary rule introduced in United States

JAMIE WILLIAMSON  |  TUESDAY, 13 JUN 2017
Financial advisers in the United States are now required to act in the best interests of clients in a bid to prevent the US$17 billion lost by retirement savers each year. Last Friday, the US Department of Labor partially introduced the impartial conduct ...

ASIC bans former Westpac adviser

EMMA RAPAPORT  |  THURSDAY, 8 JUN 2017
A former representative of Westpac has been banned from providing financial services for five years following an ASIC investigation. Sudhir Kumar Sinha, a financial planner from Western Australian, was found to have systematically failed to meet his ...

Advisers maintain trustworthy reputation: Survey

KARREN VERGARA  |  THURSDAY, 8 JUN 2017
The financial planning profession has maintained its reputation for being ethical and honest over the last five years, Roy Morgan research shows. About one-quarter of respondents in the market research firm's annual survey of the most highly-regarded ...