Search Results | Showing 31 - 40 of 76 results for ASIC release |
| | | ASIC has cancelled the Australian Financial Services licence of Teys Property Funds after the firm went into external administration earlier this month. Teys is now known as TPFL Ltd. The firm is the responsible entity of eleven property and mortgage ... |
| | | | ASIC has acquired an integrated market surveillance system (IMSS) that will analyse activities and trends in market data, identify suspicious trading activity, and raise alerts. The IMSS will be provided by the SMARTS Market Surveillance, which won ... |
| | | | ASIC has completed a major phase of its investigation into failed Storm Financial and is entering the next part of its investigation, aimed at achieving a commercial resolution for investors. The next phase will now take place until the end of May 2010 ... |
| | | | ASIC has banned South Australian planner Steven Edward Fleetwood from providing financial services for five years, after giving out trading and advice services without having an Australian Financial Services Licence. The banning of Fleetwood follows ... |
| | | | ... section 1041A of the Corporations Act 2001. The charges, brought by the Australian Securities and Investments Commission (ASIC), relate to his alleged manipulation of the share price of Bill Express Ltd (BXP) which is now in liquidation. The transactions ... |
| | | | ... Chartwell Enterprises director Graeme Hoy was committed to stand trial in the Supreme Court of Victoria on 224 charges brought by ASIC, including ripping $22 million off investors. In August 2009, Hoy was charged with two accounts of carrying on a financial ... |
| | | | ASIC has obtained court orders restraining former Macquarie Bank portfolio manager, Oswyn De Silva, from leaving Australia. The consent orders were obtained from the Supreme Court of New South Wales and prevents De Silva from leaving, or attempting ... |
| | | | ... representative Terrence Wayne McDonald has been banned from providing financial services for 10 years following an investigation by ASIC. McDonald, of Portland, Victoria, was banned after ASIC found that he had not complied with financial services lawsand ... |
| | | | ASIC has successfully obtained court approval of a $13.5-million settlement from State Trustees on behalf of Westpoint investors. The class action initiated by ASIC against Melbourne based trustee company, State Trustees, relates to investments made ... |
| | | | ... yesterday pleaded guilty to six counts of deception which cost investors over $2.5 million, following an investigation by ASIC. Bucello was the sole director of loan and mortgage broking business Victorian Finance Broking Services Pty Ltd (VFBS), which ... |
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