Search Results | Showing 11 - 20 of 76 results for ASIC release |
| | ASIC has permanently banned former AMP adviser Vince Aloisi of Baulkham Hills, New South Wales, from providing financial services. ASIC's action against Aloisi follows its investigation into allegations of misconduct during his employment as an authorised ... |
| | | Westpoint investors in ASIC's class against Glenhurst Corporation will receive their share of $24.5 million recovered to date by the corporate regulator. The Glenhurst settlement, worth $2.5 million, is one of six reached by ASIC on behalf of investors ... |
| | | MIS operators Frederick Leslie Hansen and William John Meywes from Global Rule have come under ASIC fire for managing an unregistered managed investment scheme. ASIC has obtained interim orders in the Supreme Court of Queensland in relation to Global ... |
| | | ASIC has reached another Westpoint settlement, this time against Barzen Pty Ltd (formerly Dukes Financial Services) and Joseph Dukes for $1 million. The settlement is subject to the approval of the Federal Court. If approved by the court, the Dukes' ... |
| | | Melbourne company director Mark Ronald Letten has come under further ASIC scrutiny after the regulator moved to appoint receivers to an additional five unregistered property ventures associated with Letten. On Friday, 30 July, ASIC obtained orders relating ... |
| | | ... Finance Wizard, famous for its "Motor Finance Wizard said yes!" ads about interest-free loans, withdrew its ads following ASIC concerns they were misleading and provided some clients with "unaffordable credit". In 2007, ASIC raised concerns with PR Finance ... |
| | | ... release order - for share price manipulation. He was sentenced in the Supreme Court of Victoria following an investigation by ASIC into the manipulation of the share price of Bill Express Limited, which is now in liquidation. Chan, 46, of Balwyn, Victoria ... |
| | | ASIC has started daily reporting of aggregated short positions on its website, following new reporting obligations introduced by the government to improve short sales transparency in Australia. The reports will be published on the ASIC website at www.asic.gov.au/short-position-reports. ... |
| | | ASIC has permanently banned insurance broker Steven James Ker of Palmyra, Western Australia, from providing financial services. The banning follows an ASIC investigation into Ker's conduct as an authorised representative dealing in general insurance ... |
| | | Opes Prime director Laurie Emini has been charged with 22 offences of breaching his duties, following investigations by ASIC into the company's collapse. Laurie (Lirim) Emini was charged with offences of breaching his duties as a director of Opes Prime ... |
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