Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 391 - 400 of 479 results for "ASIC Commissioner"

ASIC puts stop order on misleading Trilogy PDS

JAMES FERNYHOUGH  |  MONDAY, 2 SEP 2013
... where investors could obtain further details of the rating," and "failure to address benchmark disclosures." ASIC Commissioner Greg Tanzer said: "It is important that disclosure documents and advertisements are clear, accurate and balanced, and when ...

ASIC issues governance warning on local emerging market companies

MARK SMITH  |  TUESDAY, 27 AUG 2013
... that is because we want investors to be confident and informed when putting their money in these companies," ASIC commissioner John Price said. As at November 2012, ASIC identified 760 ASX-listed companies that reported having an accounting segment or ...

AIMA Hedge Fund Forum targets greater cohesion

MARK SMITH  |  MONDAY, 26 AUG 2013
... explore how fund managers can institutionalise their businesses without losing their unique, competitive edge. ASIC commissioner Grag Tanzer will lead a regulatory panel, providing an insight into the size, performance and systemic risk posed by the ...

Hybrids must better convey risk: ASIC

JAMES FERNYHOUGH  |  TUESDAY, 20 AUG 2013
... 75,000 investors in hybrid securities last year, two thirds of whom were self-managed superannuation funds. ASIC Commissioner John Price said: "We have responded to the increased issuance and popularity of hybrids by working with issuers and their advisers ...

ASIC brandishes whip on dark liquidity and HFT

JAMES FERNYHOUGH  |  TUESDAY, 13 AUG 2013
... after the Australian Securities and Investments Commission (ASIC) announced its new market integrity rules. ASIC Commissioner Cathie Armour said the new rules will improve the transparency and integrity of crossing systems and deter market manipulation. ...

ASIC wants more adviser record-keeping rules

LAURA MILLAN  |  THURSDAY, 1 AUG 2013
... regime, and we will take a measured approach where inadvertent breaches arise, or system changes are underway," ASIC commissioner Greg Tanzer said. "However, where we find deliberate and systemic breaches we will take stronger regulatory action."

ASIC seeks to wind up of LM mortgage income fund

MARK SMITH  |  FRIDAY, 19 JUL 2013
... week, ASIC has sought orders for FMIF to be wound-up and PricewaterhouseCoopers be appointed as the receivers. ASIC commissioner Greg Tanzer said this was the most efficient and cost effective way to provide the best chance of achieving the maximum return ...

Bell Potter adviser banned for dishonest conduct

JAMES FERNYHOUGH  |  TUESDAY, 16 JUL 2013
... good behaviour bond. The amount of money involved in his actions amounted to more than $1.7 million, ASIC said. ASIC Commissioner Greg Tanzer said: "ASIC is all about ensuring investors and consumers can be confident and informed and a big part of this ...

ASIC finalises OTC derivatives reporting rules

MARK SMITH  |  FRIDAY, 12 JUL 2013
... concerns and potential market abuse, by enhancing the transparency of information to regulators and the market," ASIC commissioner Cathie Armour said. While final trade reporting rules are in place, final regulatory guidance on those rules is expected ...

ASIC to focus on analyst briefings

LAURA MILLAN  |  MONDAY, 8 JUL 2013
... small- should have access to equal information from listed entities when making their investment decisions,' ASIC commissioner Cathie Armour said.