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Showing 381 - 390 of 479 results for "ASIC Commissioner"

ASIC takes most action against small business owners

LAURA MILLAN  |  MONDAY, 3 FEB 2014
... flexible and effective regulatory outcome than could otherwise be achieved through administrative or civil action," ASIC commissioner Greg Tanzer said.

ASIC examines risks posed by complex products

MARK SMITH  |  FRIDAY, 31 JAN 2014
... contributed to the development of new products that have the potential to introduce new types of complexity," ASIC Commissioner Greg Tanzer said. "This development can have an impact on the realisation of ASIC's strategic priorities of promoting confident ...

Costs of new SMSF regulation expected to be "minimal"

LAURA MILLAN  |  MONDAY, 11 NOV 2013
... protection and because it means industry is able to implement the proposals with minimal cost and disruption," ASIC commissioner John Price said during a speech at the Institute of Public Accountants (IPA) National Congress. Price said that the consultation ...

ASIC concedes Trio ringleader investigation

MARK SMITH  |  WEDNESDAY, 30 OCT 2013
... demonstrates that ASIC will hold gatekeepers to account where their conduct falls below the required standard," ASIC commissioner John Price said. "Directors, company officers, auditors, investment advisers, and financial planners play a key role in ...

Former Bell Potter adviser jailed

LAURA MILLAN  |  MONDAY, 28 OCT 2013
... recognises the seriousness of Mr Donald's conduct and will serve to deter others from engaging in similar behaviour," ASIC Commissioner Greg Tanzer said.

ASIC warns consumers about NRAS property ads

MARK SMITH  |  TUESDAY, 22 OCT 2013
... consumers invest using their SMSF we want to ensure they are providing balanced messages that comply with the law,' ASIC Commissioner Greg Tanzer said. "It is important that ads are clear, accurate and balanced, especially when consumers are looking ...

ASIC rescues lower risk products from 'hedge fund' label

MARK SMITH  |  FRIDAY, 4 OCT 2013
... some lower-risk funds from the more extensive disclosure obligations imposed on a hedge fund under RG 240," ASIC commissioner Greg Tanzer said. "This will also benefit investors by more clearly differentiating hedge funds from other types of managed ...

Sonray director to face 10 years imprisonment over unfunded deposits

ALICE URIBE  |  THURSDAY, 3 OCT 2013
... in a solvency report required by ASIC, made a false statement about equity injections of $5.2m into Sonray. ASIC commissioner Greg Tanzer said: "ASIC expects directors to act honestly and with integrity, and always in the interests of the company. We ...

Hedge fund maestro Hintze voices concern over regulation

MARK SMITH  |  THURSDAY, 12 SEP 2013
... other stuff that's hedged up to the head so you know fully what you're going to lose and what you can't lose." ASIC commissioner Greg Tanzer said that it hoped to publish the changes to its original hedge fund class order for industry consideration in ...

Property group director jailed for four years

LAURA MILLAN  |  MONDAY, 9 SEP 2013
... financial standing of an entity to be acquired with investor funds and Lewis with Weerapah failed to inform ASIC," ASIC commissioner Greg Tanzer said. "Weerappah's conduct was deliberate, cunning and calculated. His dishonesty over three years led to ...