Search Results | Showing 401 - 410 of 473 results for "ASIC Commissioner" |
| | | ... "We are particularly concerned about potentially misleading or unhelpful claims of conditional protection," ASIC Commissioner Peter Kell said. |
| | | | ... consumers are not misled and put in a potential situation where they take on too much debt and are unable to repay," ASIC commissioner Peter Kell said. |
| | | | ... Where we see examples of unlicensed SMSF advice, or misleading marketing, we will be taking regulatory action," ASIC Commissioner Peter Kell said. |
| | | | ... fast-growing self-managed superannuation fund (SMSF) industry. Addressing a packed room at the Hilton Hotel in Sydney, ASIC commissioner Peter Kell opened the annual CPA Australia SMSF conference and expo by outlining the importance of safe-guarding ... |
| | | | ... compliance standards are not being met, we will not hesitate to remove individuals and entities from the industry," ASIC Commissioner Peter Kell said. "Generally, Mr Sullivan lacks the knowledge, diligence, honesty, integrity and judgement to operate ... |
| | | | ... they have adequate supervisory arrangements in place to identify and address advice deficiencies quickly," said ASIC Commissioner Peter Kell. "It is imperative that licensees ensure that as their business grows, they review their compliance arrangements ... |
| | | | ... future. Young people benefit from learning experiences which are relevant, engaging and available on demand', said ASIC Commissioner, Peter Kell. The resources were developed in collaboration with Global Vision Media and Roar Film and are based on the ... |
| | | | ... owner of the shares. He also indicated to one of the clients that the shares were likely to increase in value. ASIC commissioner Peter Kell said ASIC is focused on promoting the integrity of the self-managed super industry so that ultimately, consumers ... |
| | | | ... obligation to do all things necessary to ensure they provide financial services efficiently, honestly and fairly," ASIC Commissioner Peter Kell. "AAA Financial Intelligence was found to have an appalling record that put at risk the quality of advice ... |
| | | | ... new fee disclosure standards that his group's members will have no choice but to follow from 1 July this year. ASIC Commissioner Peter Kell said while ASIC would show some leniency for the first year of new rules, after that there would be "stronger ... |
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