Search Results | Showing 421 - 430 of 479 results for "ASIC Commissioner" |
| | | ... 2006-07 financial year. "Following auditing standards is not merely a compliance hurdle to clear," John Price, ASIC commissioner said in November. |
| | | | ... $60,051 paid to him in error by the Commonwealth Bank as a settlement under the CBA Storm Resolution Scheme. ASIC Commissioner Peter Kell concluded that Fullerton-Smith had failed to maintain the high standards expected of a provider of financial services ... |
| | | | ... Prudential Regulation Authority (APRA) purposes, and Aussie Super is not an APRA-registered superannuation fund. ASIC Commissioner Greg Tanzer said investors need to be cautious when offered unsolicited investment advice and products. 'Potential investors ... |
| | | | ... for the next two years will also be checked over by a senior independent financial planner, approved by ASIC. ASIC Commissioner, Peter Kell, said this outcome reflected ASIC's commitment to ensuring financial advisers met required standards and maintaining ... |
| | | | ... deficiencies result in material misstatements in financial reports not being detected and addressed," said John Price, ASIC commissioner. Auditors are important gatekeepers and audit quality is essential in maintaining and promoting confidence and integrity ... |
| | | | ... "ASIC considers Gillespie's conduct to be serious. Gillespie's wrongdoing was not an isolated incident," said ASIC commissioner Peter Kell. "Instead Gillespie engaged in a series of conscious and deliberate acts designed to disguise and conceal his non-compliance ... |
| | | | ... best interests of clients and a requirement for clients to opt-in to renew ongoing fee agreements, said ASIC. ASIC commissioner, Peter Kell, said the ban on conflicted remuneration is a core element of the FOFA reforms, and as such it's important they ... |
| | | | ... investors following recent high-profile cases of fraud. Addressing the Australian Hedge Fund Forum yesterday, ASIC commissioner Greg Tanzer said the rules had been strongly influenced by the $176 million collapse of Trio Capital, where money was invested ... |
| | | | ... Adelaide last week. A resource package for secondary schools is on track for release in December. Peter Kell, ASIC Commissioner, said, "The key to effective financial literacy education is to start young. We need to engage students and their families ... |
| | | | ... Investments Commission (ASIC) could never guarantee that a similar scenario would not occur again, Peter Kell, ASIC commissioner, said that changes had been made. "What we do realise is that we need to be more effective in picking up industry intelligence ... |
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