Search Results | Showing 441 - 450 of 475 results for "ASIC Commissioner" |
| | | ... intended as an educational tool for the profession to help support continuous improvement," said Peter Kell, ASIC commissioner. "We welcome the opportunity to continue our constructive and close relationship with the FPA to participate in these workshops." ... |
| | | | ... action against critical gatekeepers such as advisers who do not meet their responsibilities," said Peter Kell, ASIC commissioner. |
| | | | ... industry to improve overall standards and maintain the confidence of the investing public," said Peter Kell, ASIC commissioner. Mitchell Asset Management has since recovered $200,000 from Petrovic and clients have been reimbursed. Petrovic has the right ... |
| | | | ... meanwhile one super fund that already uses disclosure practices has called the actions "unnecessary". Peter Kell, ASIC commissioner, spoke yesterday about how a number of disclosure reforms will be focused on data collection by APRA, regarding transparency ... |
| | | | ... and services as part of its continued shake up of the financial services system. New guidelines released by ASIC commissioner Peter Kell emphasised the need for promoters to highlight the risk element of products so consumers are fully aware of potential ... |
| | | | ... $112,142 owed to contractors and retail providers. It also alleged she stole $873,997 from US-based companies. ASIC commissioner, Michael Dwyer, said the regulator's action against Kauye highlighted the onus on company directors to prevent insolvent ... |
| | | | ... encourage all AFS licensees to consider whether they need to review and raise their own compliance standards," said ASIC commissioner Peter Kell. Ferguson has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision |
| | | | ... is central to the informed and confident participation of consumers in the financial services markets", said ASIC commissioner, Dr Peter Boxall. "ASIC has a program in place to follow up license holders regarding lodgement of their accounts, which seeks ... |
| | | | ... account managed by a company broker. ASIC said those who took up the trial could not get their money out again. ASIC Commissioner Dr Peter Boxall said investors need to be cautious when offered unsolicited investment advice. 'Potential investors should ... |
| | | | ASIC commissioner, Shane Tregillis, was appointed as new chief of the Financial Ombudsman Service, replacing departing chief Colin Neave. Tregillis will move into the Melbourne-based role from August 26. Neave did not move to be reappointed into the ... |
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