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Showing 441 - 450 of 475 results for "ASIC Commissioner"

ASIC, FPA, and FOS address shadow shopper report

ELISE BURGESS  |  WEDNESDAY, 21 MAR 2012
... intended as an educational tool for the profession to help support continuous improvement," said Peter Kell, ASIC commissioner. "We welcome the opportunity to continue our constructive and close relationship with the FPA to participate in these workshops." ...

AAT confirms ASIC planner ban

ELISE BURGESS  |  FRIDAY, 16 MAR 2012
... action against critical gatekeepers such as advisers who do not meet their responsibilities," said Peter Kell, ASIC commissioner.

ASIC bans Victorian adviser

CLAIRE MCGREAL  |  FRIDAY, 2 MAR 2012
... industry to improve overall standards and maintain the confidence of the investing public," said Peter Kell, ASIC commissioner. Mitchell Asset Management has since recovered $200,000 from Petrovic and clients have been reimbursed. Petrovic has the right ...

Disclosure regulations unnecessary: FIRSTSUPER

ELISE BURGESS  |  WEDNESDAY, 15 FEB 2012
... meanwhile one super fund that already uses disclosure practices has called the actions "unnecessary". Peter Kell, ASIC commissioner, spoke yesterday about how a number of disclosure reforms will be focused on data collection by APRA, regarding transparency ...

ASIC to take hard line on deliberately misleading ads

CLAIRE MCGREAL  |  WEDNESDAY, 15 FEB 2012
... and services as part of its continued shake up of the financial services system. New guidelines released by ASIC commissioner Peter Kell emphasised the need for promoters to highlight the risk element of products so consumers are fully aware of potential ...

Melbourne director gets jail sentence

CLAIRE MCGREAL  |  THURSDAY, 1 DEC 2011
... $112,142 owed to contractors and retail providers. It also alleged she stole $873,997 from US-based companies. ASIC commissioner, Michael Dwyer, said the regulator's action against Kauye highlighted the onus on company directors to prevent insolvent ...

ASIC cancels two financial services licences

CLAIRE MCGREAL  |  FRIDAY, 25 NOV 2011
... encourage all AFS licensees to consider whether they need to review and raise their own compliance standards," said ASIC commissioner Peter Kell. Ferguson has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision

ASIC suspends Far East AFSL

CLAIRE MCGREAL  |  TUESDAY, 25 OCT 2011
... is central to the informed and confident participation of consumers in the financial services markets", said ASIC commissioner, Dr Peter Boxall. "ASIC has a program in place to follow up license holders regarding lodgement of their accounts, which seeks ...

Fraud firm masquerades as financial advisors: ASIC alert

ALISON BEVEGE  |  THURSDAY, 18 AUG 2011
... account managed by a company broker. ASIC said those who took up the trial could not get their money out again. ASIC Commissioner Dr Peter Boxall said investors need to be cautious when offered unsolicited investment advice. 'Potential investors should ...

ASIC commissioner new chief of FOS

ELISE BURGESS  |  TUESDAY, 2 AUG 2011
ASIC commissioner, Shane Tregillis, was appointed as new chief of the Financial Ombudsman Service, replacing departing chief Colin Neave. Tregillis will move into the Melbourne-based role from August 26. Neave did not move to be reappointed into the ...