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Showing 351 - 360 of 472 results for "ASIC Commissioner"

ASIC begins legal action against LM Investment Management

MARK SMITH  |  THURSDAY, 20 NOV 2014
... development, no plans of subdivision had been registered and none of the proposed housing lots had been sold. ASIC commissioner Greg Tanzer said: "Investors should be able to have confidence that the people responsible for managing their investments ...

ASIC takes SMSF property spruikers to court

LAURA MILLAN  |  WEDNESDAY, 12 NOV 2014
... interests of clients, a duty to avoid conflicts of interest and providing access to dispute resolution schemes," ASIC commissioner Greg Tanzer said The first hearing of the matter is listed for 26 November 2014.

Share trader jailed over $260,000 fraud

LAURA MILLAN  |  MONDAY, 3 NOV 2014
... prosecuted the matter following an investigation by the Australian Securities and Investments Commission (ASIC). ASIC commissioner John Price said: "Jones acted with complete disregard to the law and now must deal with the consequences of his behaviour." ...

ASIC: Beware fake forex website

MARK SMITH  |  TUESDAY, 16 SEP 2014
... www.fifx.com and falsely claim that their services are 'under the regulation of Australia (Regulation No. 290600)'. ASIC commissioner Greg Tanzer said neither First Forex, FiFx or FiFX Global are registered Australian companies, nor are their services ...

Retirement phase top issue for super in FSI

JAMES FERNYHOUGH  |  FRIDAY, 29 AUG 2014
... exporting of Australian financial services overseas. It called on the FSI to consider the appointment of a new ASIC commissioner to deal with international regulatory issues and for an agency to be established to coordinate and promote financial services. ...

FSC: Appoint an ASIC commissioner for international issues

MARK SMITH  |  THURSDAY, 28 AUG 2014
... Financial Services Council (FSC) has called on the Financial System Inquiry to consider the appointment of a new ASIC commissioner to deal with international regulatory issues and for an agency to be established to coordinate and promote financial services. ...

Adviser jailed for blowing client funds on fast cars

MARK SMITH  |  THURSDAY, 21 AUG 2014
... investigations have led to two individuals being sentenced to a combined total of more than 10 years in jail," ASIC commissioner Greg Tanzer said. "ASIC will act to ensure those who disregard their responsibilities face the appropriate penalty. As today's ...

Investors vulnerable as property schemes shirk risk disclosure

JAMES FERNYHOUGH  |  WEDNESDAY, 23 JUL 2014
... investors in a vulnerable position according to the Australian Securities and Investments Commission (ASIC). ASIC commissioner Greg Tanzer said a review into the sector's disclosure was 'disappointing'. "The results are disappointing especially when ...

ASIC concerned about SMSFs, warns spruikers

LAURA MILLAN  |  THURSDAY, 17 JUL 2014
... investors use SMSFs to invest in property must ensure they are appropriately licensed to provide the advice," ASIC commissioner Greg Tanzer said during a speech at a CPA Australia conference. Tanzer argued that "with the increased popularity of SMSFs ...

SMSFs get off lightly in FSI interim report

JAMES FERNYHOUGH  |  WEDNESDAY, 16 JUL 2014
... made no mention of making any changes to this. However, SMSF advisers and accountants are regulated by ASIC. ASIC commissioner Greg Tanzer today gave a speech on the regulation of SMSF service providers. He singled out the need for SMSF auditors to be ...