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Showing 341 - 350 of 479 results for "ASIC Commissioner"

IFAs to benefit from ASIC SME focus

ALEX BURKE  |  FRIDAY, 17 JUL 2015
ASIC commissioner Greg Tanzer has highlighted the regulator's expanding role in the SME registration space. Speaking at the National Council of Small Business Australia Conference in Sydney, Tanzer noted that small businesses, with fewer than 20 employees ...

ASIC bans auditor and adviser

ALEX BURKE  |  WEDNESDAY, 15 JUL 2015
... popularity with Australian investors, it is critical that approved SMSF auditors perform their role adequately," said ASIC commissioner John Price. "ASIC will continue to work with the ATO in acting to identify and remove auditors whose audit quality ...

Queensland director banned for two years

DARREN SNYDER  |  FRIDAY, 10 JUL 2015
... effective and as a result, the Paladin Monetizer Fund has been unable to meet its compliance obligations with ASIC. ASIC Commissioner Greg Tanzer said Responsible Entities are entrusted with property that belongs to others and accordingly are held to ...

Macquarie refunds $5.5m after 13-year system errors

ALEX BURKE  |  WEDNESDAY, 17 JUN 2015
... ASIC. Where errors do occur, entities must identify and appropriately rectify them as soon as possible," said ASIC commissioner Greg Tanzer. "ASIC will work with entities who report issues to us to ensure consumers are compensated in a timely, effective ...

Ghost fund flogger banned

LAURA MILLAN  |  WEDNESDAY, 10 JUN 2015
... returns with low risk. "The law requires that financial products and services be offered by licensed businesses," ASIC Commissioner Greg Tanzer said.

Banned for taking $4m from SMSFs

LAURA MILLAN  |  MONDAY, 1 JUN 2015
... to purchase distressed properties in the US via offshore companies and did so without disclosure to clients. ASIC Commissioner Greg Tanzer said: "Today's outcome shows the courts, ASIC and the community will not tolerate behaviour that seeks to destroy ...

ASIC bans Macquarie representative

DARREN SNYDER  |  TUESDAY, 26 MAY 2015
... been undertaken by the company and as agreed under an enforceable undertaking accepted by ASIC in January 2013. ASIC Commissioner Peter Kell said investors should feel confident that financial advisers are acting within the authority given to them by ...

ASIC bans convicted fraud "mastermind"

ALEX BURKE  |  FRIDAY, 22 MAY 2015
... involvement in the serious fraud in the UK was motivated by greed and demonstrates a clear lack of integrity," said ASIC commissioner John Price. "ASIC's ban protects Australian consumers. It will prevent him from ever working in financial services in ...

ASIC seeks more bans in SMSF advice crackdown

ALEX BURKE  |  FRIDAY, 15 MAY 2015
... deliberately deceive investors or misuse investors' money for their own personal benefit are brought to account," said ASIC Commissioner Greg Tanzer. "The experience of the investors in this matter, who have lost in the order of $4.5 million, should ...

ASIC says AUD spike "not misconduct"

ALEX BURKE  |  MONDAY, 4 MAY 2015
... fourth most traded currency pair traded by turnover must be seen to be fair, orderly and transparent," said ASIC commissioner Cathie Armour. "ASIC has as a priority to promote confident and informed participation by investors and consumers in the financial ...

Editor's Choice

Future Group marks new successor fund transfer

KARREN VERGARA
Future Group announced its Smart Future Trust will take on the GuildSuper and Child Care Super brands as the group continues to expand with another successor fund transfer.

HUB24 expands C-suite with innovation role

VINNY VUCAGO
HUB24 has strengthened its executive leadership team with the creation of a new chief operating and innovation officer role, bringing technology, innovation and strategy implementation under a broader remit.

Former director jailed for misuse of $1.75m

VINNY VUCAGO
Former Equitable Financial Solutions director Usman Siddiqui has been sentenced to six years and six months' imprisonment for dishonestly using his position as a director and misappropriating company funds.

PE giants partner with Nvidia for $709bn AI platform

MATTHEW WAI
Apollo, BlackRock, Blackstone, Brookfield, Goldman Sachs and KKR have signed memorandum of understanding (MoU) with Nvidia to mobilise half a trillion US dollars ($709bn) of third-party capital to further accelerate the buildout of AI infrastructure.

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After 25 years, Andrew Gregory remains motivated by the impact financial advice can have on Australians' lives. As UniSuper's chief advice officer, he is not slowing down on any of his current ambitions. Matthew Wai writes.
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