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Showing 301 - 310 of 479 results for "ASIC Commissioner"

Fed Court winds up unregistered investment scheme

KERRIE SYDEE  |  FRIDAY, 21 OCT 2016
... Robert Woods of Deloitte have been appointed as joint liquidators of the unregistered managed investment schemes. ASIC commissioner Greg Tanzer said: "The high banning periods ordered by the court in this case are necessary to protect the public from ...

Equititrust CEO remains permanently banned

KERRIE SYDEE  |  THURSDAY, 20 OCT 2016
... withdrew his application for a review of ASIC's decision to permanently ban him from providing financial services. ASIC commissioner John Price said McIvor's conduct was at the most serious end of the offending range and that it was appropriate he be ...

ASIC bans Deutsche Bank trader

KERRIE SYDEE  |  THURSDAY, 29 SEP 2016
... and has notified ASIC of the measures it believes will better monitor and detect poor conduct in the future. ASIC commissioner Cathie Armour said: "The integrity of our financial markets is vitally important and ASIC will take action to remove anyone ...

ASIC drops proceedings against two former directors

KERRIE SYDEE  |  THURSDAY, 22 SEP 2016
... failure to understand properly those deficiencies; and the clear need to uphold the integrity of the SMSF system." ASIC Commissioner John Price said: "To safeguard the SMSF sector, ASIC will continue to use its power to disqualify approved SMSF auditors ...

ASIC hands down permanent and four year bans

KERRIE SYDEE  |  FRIDAY, 16 SEP 2016
... Hill should be permanently banned as a result of his convictions involving dishonest and fraudulent conduct. ASIC commissioner Peter Kell said Hill's misconduct was very serious: "ASIC will ban people from the finance industry who act dishonestly and ...

ASIC hands down more permanent bans

JAMIE WILLIAMSON  |  WEDNESDAY, 14 SEP 2016
... financial services or credit laws will result in action by ASIC to remove them from these industries," said ASIC commissioner Peter Kell.

Cyber security not just an IT problem: ASIC

KERRIE SYDEE  |  WEDNESDAY, 14 SEP 2016
... members must be aware of their responsibility and duty to understand company cyber resilience, according to ASIC commissioner Cathie Armour. Speaking as part of a panel at the SINET61 Summit held in Sydney, Armour said it isn't surprising that board ...

ASIC cancels AFSL, bans responsible managers

DARREN SNYDER  |  FRIDAY, 9 SEP 2016
... for a period of four years, and Jill was banned from providing financial services for a period of three years. ASIC commissioner Greg Tanzer said: "All AFS licensees need to ensure their culture does not drive poor conduct within their business. ASIC ...

Under reporting of super fees harming investors: ASIC

DARREN SNYDER  |  THURSDAY, 8 SEP 2016
... period is sufficient. Speaking at the Australian Superannuation Investment (ASI) conference in Cairns yesterday, ASIC commissioner Greg Tanzer said the regulator believed the transition "was very generous." Tanzer said ASIC will be adopting a facilitative ...

ING DIRECT pays up for "no fees" super marketing

MARK SMITH  |  WEDNESDAY, 7 SEP 2016
... easily understood products and is committed to doing the right thing by its customers," the internet bank said. ASIC commissioner Greg Tanzer said: "This action reflects ASIC's ongoing focus on the disclosure of fees and costs in superannuation. "Consumers ...