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Showing 251 - 260 of 472 results for "ASIC Commissioner"

Improve climate risk disclosure: ASIC

HARRISON WORLEY  |  FRIDAY, 21 SEP 2018
... manage risk, and consider ow best to comply with the law where it requires the disclosure of material risks. ASIC commissioner John Price said the regulator would monitor market practice of climate risk disclosure as it continued to develop both here ...

NAB initially under-reported remediation bill to ASIC

KANIKA SOOD  |  MONDAY, 13 AUG 2018
... million to SWIFT and Encompass customers. The same day, NAB chief customer officer Andrew Hagger called then ASIC commissioner Greg Tanzer, who was updating ASIC's numbers on remediation costs for a report featuring other banks as well. The NAB executive ...

ASIC identifies potential risks in ETP market

KANIKA SOOD  |  FRIDAY, 3 AUG 2018
... market operates and to provide them the tools, like an iNAV, to help them make informed investment decisions," ASIC Commissioner John Price said. Lastly, market maker concentration was flagged as a risk. "Although there are an increasing number of new ...

ASIC bans former adviser on IPO conduct

KANIKA SOOD  |  WEDNESDAY, 27 JUN 2018
... people from providing financial services if they engage in conduct that undermines the integrity of our markets," ASIC commissioner Cathie Armour said. Following a hearing, the ASIC delegate found Kawecki had failed to comply with a financial services ...

Aussie asset manager cops ASIC intervention

HARRISON WORLEY  |  WEDNESDAY, 27 JUN 2018
... cover-up of her actions were facilitated by the various senior and conflicting positions she held at the time. ASIC commissioner Peter Kell said the regulator was committed to ensuring the separation and security of fund assets. "The additional conditions ...

ASIC wants industry views on short selling

DARREN SNYDER  |  TUESDAY, 15 MAY 2018
... Following consultation, ASIC aims to consolidate all short selling-related relief into a single instrument. ASIC commissioner Cathie Armour said: "It is important that short selling continues to be regulated appropriately so that our market remains orderly ...

ASIC tightens grip on ICO issuers

KANIKA SOOD  |  WEDNESDAY, 2 MAY 2018
... or deceptive statements about the product. This is going to be a key focus for us as this sector develops," ASIC commissioner John Price said. This probing is on top of ASIC's existing focus on potentially unlicensed conduct by ICOs. ASIC has already ...

ASIC disqualifies two SMSF auditors

ALEX BURKE  |  TUESDAY, 10 APR 2018
... confidence in the SMSF sector so it is crucial that they adhere to ethical standards and other requirements," ASIC commissioner John Price said. "ASIC will continue to take action where the conduct of SMSF auditors is inadequate," he said. Last month ...

Government reappoints ASIC executives, creates new role

KANIKA SOOD  |  MONDAY, 19 MAR 2018
... bring ASIC into line with the structure of the Australian Competition and Consumer Commission (ACCC)," she said. ASIC commissioner John Price will now serve for two extra years, from 21 March 2018 to 20 March 2020. He has been a member of ASIC since ...

Convicted SMSF auditor disqualified

KANIKA SOOD  |  MONDAY, 19 MAR 2018
... Melbourne-based auditor's disqualification order was passed on 30 January and came into effect on 6 February. ASIC Commissioner John Price said: "SMSF auditors play a fundamental role in promoting confidence in the SMSF sector. ASIC will continue to ...