Search Results | Showing 261 - 270 of 479 results for "ASIC Commissioner" |
| | | ... people from providing financial services if they engage in conduct that undermines the integrity of our markets," ASIC commissioner Cathie Armour said. Following a hearing, the ASIC delegate found Kawecki had failed to comply with a financial services ... |
| | | | ... cover-up of her actions were facilitated by the various senior and conflicting positions she held at the time. ASIC commissioner Peter Kell said the regulator was committed to ensuring the separation and security of fund assets. "The additional conditions ... |
| | | | ... Following consultation, ASIC aims to consolidate all short selling-related relief into a single instrument. ASIC commissioner Cathie Armour said: "It is important that short selling continues to be regulated appropriately so that our market remains orderly ... |
| | | | ... or deceptive statements about the product. This is going to be a key focus for us as this sector develops," ASIC commissioner John Price said. This probing is on top of ASIC's existing focus on potentially unlicensed conduct by ICOs. ASIC has already ... |
| | | | ... confidence in the SMSF sector so it is crucial that they adhere to ethical standards and other requirements," ASIC commissioner John Price said. "ASIC will continue to take action where the conduct of SMSF auditors is inadequate," he said. Last month ... |
| | | | ... bring ASIC into line with the structure of the Australian Competition and Consumer Commission (ACCC)," she said. ASIC commissioner John Price will now serve for two extra years, from 21 March 2018 to 20 March 2020. He has been a member of ASIC since ... |
| | | | ... Melbourne-based auditor's disqualification order was passed on 30 January and came into effect on 6 February. ASIC Commissioner John Price said: "SMSF auditors play a fundamental role in promoting confidence in the SMSF sector. ASIC will continue to ... |
| | | | ... services industry that could create harm, ASIC will take enforcement action to protect investors and consumer," ASIC commissioner Cathie Armour said. Over the course of the six month period to 31 December 2017, ASIC undertook a total of 63 investigations ... |
| | | | ... promoting confidence in the SMSF sector, so it is crucial that they adhere to ethical and professional standards," ASIC commissioner John Price said. "ASIC will continue to take action where the conduct of SMSF auditors is inadequate." Yesterday ASIC ... |
| | | | ... Markets Authority (ESMA), created in 2011, aim to hold agencies accountable and protect investors, CFR said. ASIC commissioner Cathie Armour said credit rating agencies "play an important role in our market by giving market users, for example, investors ... |
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