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Showing 21 - 30 of 689 results for "Financial products"

ASIC strengthens codes of conduct guidance

KARREN VERGARA  |  WEDNESDAY, 3 DEC 2025
... guidance on codes of conduct for the financial services sector, saying that they have an important role in how financial products and services are regulated. ASIC has updated Regulatory Guide 183 Codes of conduct for the financial services and credit ...

Former ASIC supervisor joins crypto platform as operating chief

MATTHEW WAI  |  MONDAY, 1 DEC 2025
... stablecoins. As part of new regulations, platforms distributing digital assets falling under the classification of financial products will be required to apply for an AFSL. ASIC has granted a sector-wide no-action position until 30 June 2026 but urged ...

Interprac sued over Shield, First Guardian failures

JAMIE WILLIAMSON  |  THURSDAY, 13 NOV 2025
... their super in First Guardian or Shield. ASIC alleges Interprac did not have an adequate process for approving financial products to be placed onto its approved product list (APL), relying entirely on minimum ratings from external research as a basis ...

Majority of SMSF establishments based on bad advice: ASIC

KARREN VERGARA  |  THURSDAY, 6 NOV 2025
... advisers also acted more as "order-takers" and did not conduct a reasonable investigation and assessment of financial products. They also did not give priority to the interests of clients where there were conflicts of interest, including in relation ...

Majority reject crypto investments in super fund: Swyftx

MATTHEW WAI  |  THURSDAY, 6 NOV 2025
... oversight across the sector, ASIC has recently updated its guidance to classify most digital asset products as financial products. The government has also commenced consultations with the industry to better legitimise digital assets, but Titman said ...

BlackRock confirms Bitcoin ETF launch

MATTHEW WAI  |  MONDAY, 3 NOV 2025
... Australians," Ead said. It follows ASIC's updated guidance last week, which reclassified most digital assets as financial products, including stablecoins, wrapped tokens, tokenised securities, and digital asset wallets. While Bitcoin itself does ...

ASIC labels digital assets as financial products

MATTHEW WAI  |  THURSDAY, 30 OCT 2025
ASIC has confirmed that it will start categorising some digital assets as financial products under updated guidance, while providing plenty of time for those that need to fulfill new requirements. Firms providing services related to digital assets that ...

James Mawhinney launches another appeal

JAMIE WILLIAMSON  |  TUESDAY, 28 OCT 2025
... managing director James Mawhinney is appealing the Federal Court's decision to bar him from dealing in financial products for 15 years. Last month, the Federal Court upheld a previous decision to ban Mawhinney from receiving or soliciting funds in ...

Court blocks Merhi from financial services

KARREN VERGARA  |  TUESDAY, 28 OCT 2025
... Moshinsky restrained Merhi "through his servants, agents or employees" from carrying on any business related to financial products or financial services. This is in addition to providing financial product advice, dealing in financial products, or marketing ...

Feature: Compliance | Passing the buck

ELIZA BAVIN  |  WEDNESDAY, 15 OCT 2025
... be an understatement. The consumer Currently, anti-hawking laws allow financial services to be sold, but not financial products. Another loophole was the fact that consumers were contacted after freely providing their information after seeing an online ...