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| | | ... are excited to be merging with Conduit Group. "Our shared commitment to innovation and delivering superior financial products will help us better serve our clients in Australia, offering them unique international investment opportunities in an increasingly ... |
| | | | ... reforms to address currently unregulated unfair trading practices, she called for those reforms to also cover financial products and services. "While the government is yet to consult on the potential for an unfair trading practices prohibition in the ... |
| | | | ... rely on website disclosure information instead of providing a Financial Services Guide (FSG) when dealing in financial products has been welcomed by the industry. Financial Advice Association Australia (FAAA) general manager of advocacy and standards ... |
| | | | ... service. In terms of professional registration, those who provide personal advice to retail clients on relevant financial products had to be registered with ASIC from February 1. In total, 1531 licensing and registration applications were received, which ... |
| | | | ... by employees or agents or otherwise. Lastly, the new guidance has updated descriptions of, or references to, financial products and services, obligations of AFS licensees, legislation administered by ASIC, other applicable rules and legislation, and ... |
| | | | ... Martin Quensel added that this partnership underscores a commitment to pioneering the integration of traditional financial products with blockchain technology, "creating new opportunities for investors, and advancing the decentralised finance ecosystem." ... |
| | | | ... the importance of compliance with the design and distribution obligations. "It's a legal requirement for financial products to be distributed to consumers appropriately. Consumers should receive the full protection of the law when dealing in crypto-asset ... |
| | | | ... handling as main areas of concern. In addition, ASIC said Australia's public and private markets and emerging financial products will form a new pillar of ASIC's expanded strategic priorities. ASIC chair Joe Longo said the agency's corporate plan included ... |
| | | | ... vital that consumers in the financial services industry can have confidence in ESG claims made by providers of financial products and services. "As is the case in many other industries, consumers may place great importance on ESG considerations when ... |
| | | | ... Corporations Act in May. Justice Newlinds said the offence is not concerned with whether Bigatton "provided financial products advice that was dishonest, inherently false, or even misleading, there is no suggestion of that here." "The heart of the offence ... |
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