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| | | ... wholesale clients, representing 83% of its Australian client base. The regulator said retail clients trading financial products - in this case, crypto derivative products - have important rights and consumer protections under Australian financial services ... |
| | | | ... of knowledge and experience across the fields of business, administration of companies, financial markets, financial products and financial services, law, economics, accounting, taxation and credit activities and credit services. The reappointed members ... |
| | | | ... Regulatory Guide 183 Approval of financial services codes of conduct, and Regulatory Guide 234 Advertising financial products and services (including credit): Good practice guidance. "We welcome the feedback provided by stakeholders to assist in the ... |
| | | | ... assets, products, and intermediaries within its scope, because they are potential alternatives to traditional financial products, while avoiding duplicative reporting with that foreseen in the CARF," the OECD said. "Additional amendments have also been ... |
| | | | ... are excited to be merging with Conduit Group. "Our shared commitment to innovation and delivering superior financial products will help us better serve our clients in Australia, offering them unique international investment opportunities in an increasingly ... |
| | | | ... reforms to address currently unregulated unfair trading practices, she called for those reforms to also cover financial products and services. "While the government is yet to consult on the potential for an unfair trading practices prohibition in the ... |
| | | | ... rely on website disclosure information instead of providing a Financial Services Guide (FSG) when dealing in financial products has been welcomed by the industry. Financial Advice Association Australia (FAAA) general manager of advocacy and standards ... |
| | | | ... service. In terms of professional registration, those who provide personal advice to retail clients on relevant financial products had to be registered with ASIC from February 1. In total, 1531 licensing and registration applications were received, which ... |
| | | | ... by employees or agents or otherwise. Lastly, the new guidance has updated descriptions of, or references to, financial products and services, obligations of AFS licensees, legislation administered by ASIC, other applicable rules and legislation, and ... |
| | | | ... Martin Quensel added that this partnership underscores a commitment to pioneering the integration of traditional financial products with blockchain technology, "creating new opportunities for investors, and advancing the decentralised finance ecosystem." ... |
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