Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 361 - 370 of 442 results for "Financial Services business"

Double Bay brokers banned

MICHAEL HOBBS  |  WEDNESDAY, 4 FEB 2009
... vehicle insurance for retail clients without a licence or authorisation. The two men carried on a financial services business without a licence between December 2004 and December 2007. Dryer was the sole director and secretary of Interactive Insurance ...

AUI and DirectPortfolio adopt AML service

MICHAEL HOBBS  |  TUESDAY, 25 NOV 2008
Australian Unity Investments (AUI) and DirectPortfolio adopted OneVue's anti-money laundering (AML) reporting and record keeping service. AML Explorer can be downloaded online and presents the AML legislation in a simple format that allows users to ...

Trust appoints managing director

MICHAEL HOBBS  |  FRIDAY, 10 OCT 2008
... equity markets and financial services. The company has implemented tight cost control plans across its financial services business leading to savings of roughly 1.5 per cent, said Sweeney. He said the firm's strategy going forward is to focus on existing ...

Perpetual appoints Haramis

COMPANY RELEASE  |  FRIDAY, 10 OCT 2008
Perpetual Private Clients has appointed ex ANZ head of advisory and risk George Haramis as Victorian state manager. Haramis' experience includes managing and building financial services businesses, establishing both retail and wholesale distribution ...

ASIC freezes $1m investor funds

MICHAEL HOBBS  |  TUESDAY, 16 SEP 2008
... Dong contravened the Corporations Act. In addition, ASIC contends Collard, Li and Zeng operated a financial services business in Australia without a required licence. ASIC alleges the funds are being used to make payments to existing investors that have ...

IOOF targets Gen Y super

RUTH LIEW  |  WEDNESDAY, 3 SEP 2008
IOOF has launched Individuum - a new online financial services business and super provider for Australian Gen Y-ers. But will the budding company succeed in cashing in on the online super trend? Individuum is IOOF's new online financial services business ...

Doja faces jail time

RUTH LIEW  |  MONDAY, 31 MAR 2008
... years for his role in promoting and managing unregistered management investment schemes. Bristow's financial services business, Money Matters Financial Solutions Pty Ltd, is now in liquidation.

Super trustee faces ASIC probe

RUTH LIEW  |  WEDNESDAY, 12 MAR 2008
... These orders follow ASIC allegations that Solofuti was involved in the operation of an unlicensed financial services business between 2006 and 2007 known as the 'F. Solofuti Superannuation Fund' which offered individuals early access to their superannuation. ...

Liechtenstein blocks AML

RUTH LIEW  |  THURSDAY, 6 MAR 2008
... principality and its other European neighbours lies in the fact that approximately 90 per cent of its financial services business is provided to non-residents - international investors lured by the availability of "discrete" and flexible legal structures ...

Trust names GM

Eugene Quass has been appointed executive general manager of Trust's Financial Services division. "Eugene will be responsible for analysing, developing and implementing strategic directions for our Financial Services businesses," Jonathan Sweeney, Trust's ...