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Showing 361 - 370 of 426 results for "Financial Services business"

Cairns planner jailed for fraud

CHRIS NICHOLLS  |  MONDAY, 5 NOV 2007
... scheme and that Walters, Evans and Drury Management carried on an investment advice, securities and financial services business without a licence or licence exemption. ASIC permanently banned Walters from providing any financial services in September ...

Symantec appoints co-heads to fin services team

... Yu as chief technologies of the financial services team. Kastner will be responsible for Symantec's financial services business development and sales execution. He has more than 20 years' experience in the financial services and IT industries and has ...

Allco to be headed up by ex-BT chief

HAMISH MADDEN  |  FRIDAY, 23 MAR 2007
... David Coe and Michael Stefanovski to drive the development of Allco as a leading Australia and global financial services business. The opportunity to be part of a company that is leveraging off its entrepreneurial culture to grow its presence in the ...

Adviser jailed for five and a half years

HAMISH MADDEN  |  FRIDAY, 9 FEB 2007
... guilty to various other charges of using investor money for his own purposes, as well as carrying on a financial services business without an Australian financial services license and providing false information to ASIC officers during examinations. ...

End for scheme scamming Greek community

HAMISH MADDEN  |  FRIDAY, 2 FEB 2007
... Melbourne, had breached the Corporations Act in operating an unregistered business, carrying on a financial services business and providing financial services without an Australian Financial Services License (AFSL). They were ordered not to engage in ...

Company directors arrested on theft charges

HAMISH MADDEN  |  MONDAY, 18 DEC 2006
... Nicole White had engaged in conduct that was false and misleading in relation to the carrying on of a financial services business. ASIC alleged that the pair misled investors and acted unconscionably, convincing investors to roll-over their superannuation ...

Orix sells to Allco

WWW.THESHEET.COM  |  THURSDAY, 14 DEC 2006
... from fleet and truck rental was $472 million (on assets of $911 million), while revenue from other financial services business was $79 million on assets of $592 million. Conroy retired at the end of 2004 and Sweeny retired three months later. The new ...

Not on our watch: ASIC

In the 12 months to June 2006, the Australian Securities and Investments Commission (ASIC) has recorded a 34 per cent increase in action against illegal investment schemes, 90 per cent more civil orders against professional misconduct and enforcement ...

Slow tech roll-outs putting off tech-savvy Gen Y

HAMISH MADDEN  |  TUESDAY, 17 OCT 2006
A workplace planning and culture specialist has found that the slow implementation of new communications technologies by financial services providers is impeding staff performance and damaging employee attraction and retention, particularly for tech-savvy ...

Financial mentor to be wound up

HAMISH MADDEN  |  THURSDAY, 31 AUG 2006
... liquidation. The Supreme Court of Queensland also ruled that director Andrew Carr had carried on a financial services business without holding an Australian Financial Services License (AFSL). The order to proceed with the winding up of the operation ...