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Showing 321 - 330 of 425 results for "Financial Services business"

ASIC shuts illegal FX trading website

ASIC RELEASE  |  THURSDAY, 25 NOV 2010
... products in Australia. The court orders obtained by ASIC also prevent AC Trading from carrying on a financial services business and accepting or receiving money in relation to their products, among others. AC Trading is also required to immediately publish ...

Tasmanian former adviser charged for no AFSL

MEDIA RELEASE  |  TUESDAY, 23 NOV 2010
... license. Vafiadis appeared in the Hobart Magistrates' Court charged with two counts of carrying on a financial services business without an AFSL, following an investigation by ASIC. The corporate regulator alleges that between January 2006 and February ...

Patron signs IOOF Pursuit

RUTH LIEW  |  TUESDAY, 5 OCT 2010
... said IOOF's head of sales, Alexandra Tullio. Patron Financial Advice is a non-institutionally owned financial services business that provides a suite of services to its advisers and their clients.

No change in Concord strategies: Invesco

RUTH LIEW  |  FRIDAY, 27 AUG 2010
... executive. Concord Capital was formed in June 2000 by six principals following the sale of Lend Lease's financial services business to National Australia Bank. Principal employees fully own Concord from its inception until its integration with Invesco ...

AMP Asian strategy gains momentum

MICHAEL HOBBS  |  FRIDAY, 14 MAY 2010
... billion in capital above minimum regulatory requirements last year. AMP gained $236 million in its financial services business in the first three months this year, 12 per cent of 2009. Aside from its Asian strategy, Dunn said AMP's growth plan is to ...

ASIC targets alleged Ponzi scheme

ASIC RELEASE  |  WEDNESDAY, 14 APR 2010
... 2010. ASIC is concerned that the defendants may have been providing, or involved in conducting, a financial services business without the necessary Australian Financial Services Licence (AFSL). The regulator is also concerned that the group did not provide ...

WB Financial appoints CEO

COMPANY RELEASE  |  THURSDAY, 8 APR 2010
... his role at PIS, Keys has also worked across a number of senior roles in several major Australian financial services business in the past 20 years. Garry Connelly, chair at WB Financial Management, said Keys' appointment is an important step as the group ...

Can an outsider transform ipac financial planning?

MICHELLE BALTAZAR  |  TUESDAY, 30 MAR 2010
... track record carved at American Express (Amex), where she worked for 10 years and helped build the financial services business from scratch to a profitable arm. At Amex, Roy was also the general manager of Global Business Travel, a travel business that ...

Director charged in Westpoint case

ASIC RELEASE  |  MONDAY, 29 MAR 2010
... Westpoint promissory notes has been placed on a good behaviour bond after pleading guilty to carrying on a financial services business without holding an AFSL. He was sentenced to six months imprisonment, with an order that he be released after being ...

Chartwell director charged with $22m fraud

ASIC RELEASE  |  THURSDAY, 11 MAR 2010
... ripping $22 million off investors. In August 2009, Hoy was charged with two accounts of carrying on a financial services business without a financial services license. He was also charged with 148 counts of obtaining a financial advantage by deception ...