Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 311 - 320 of 442 results for "Financial Services business"

Select Asset Management acquires Total Fund Services

MARK SMITH  |  THURSDAY, 13 DEC 2012
Investment management group Select Asset Management has acquired Australian financial services business Total Fund Services (TFS) today for an undisclosed amount. TFS provides specific regulatory services to Australian managed investment schemes, acting ...

Mortgage Choice Financial Planning open for business

MARK SMITH  |  TUESDAY, 11 DEC 2012
... insurance, our customers sit right across these growth segments and we know that by transitioning to a financial services business that we'll be able to satisfy their complete needs," explained Milnes. Over the next six months, Mortgage Choice Financial ...

Adviser permanently banned after eight year fraud

ALEX DUNNIN  |  WEDNESDAY, 5 DEC 2012
... restraining Roach Graham Scott Pty Ltd (RGS), a company of which Scott was sole director, from carrying on a financial services business or providing a financial service. The Court declared that between 9 February 2004 and 27 April 2012, both Scott and ...

Unlicensed director jailed

BEN COLLINS  |  THURSDAY, 6 SEP 2012
... 10 investors to cover losses she had made from trading investors' funds. Oakley also carried on a financial services business between 27 January 2009 and 1 November 2009 without holding an Australian financial services license. ASIC deputy chairman Belinda ...

Former investment company director pleads guilty

MELANIE TIMBRELL  |  MONDAY, 23 JUL 2012
... to cover losses she made from trading investors' funds. ASIC also accused Oakley of carrying on a financial services business between January 2009 and November 2009 without holding an Australian Financial Services (AFS) licence. The majority of the investors ...

ASIC closes in on SMSF advice firms

LINDA HAUSKEN  |  FRIDAY, 13 JUL 2012
... and ActiveSuper has failed to comply with financial services laws including operating an unlicensed financial services business and the provision of misleading and deceptive information to investors. Three days ago, the Federal Court in Melbourne have ...

ASIC bans unlicensed Sydney adviser

LINDA HAUSKEN  |  THURSDAY, 12 JUL 2012
... false and misleading statements in relation to financial products. Broederlow was also operating a financial services business without holding an Australian financial services licence for his RNN Property company. Australian Securities & Investments ...

ASIC uncovers investment scam

LINDA HAUSKEN  |  FRIDAY, 6 JUL 2012
... Investments Commission has obtained court orders against the operators of a Gold Coast based unlicensed financial services business, following an investigation that resulted in 37 investors losing approximately $680,000. The Supreme Court of Queensland ...

Towers Watson expands Aus investment team

BEN COLLINS  |  FRIDAY, 15 JUN 2012
... strategic asset allocation and investment manager selection. It is a division of Towers Watson's Risk and Financial Services business, and has approximately $US2 trillion in assets under advisory.

ASIC warns against fake investment group

LINDA HAUSKEN  |  TUESDAY, 12 JUN 2012
ASIC has urged consumers to avoid the Sydney based Connaught Investment Group, an unlicensed financial services business, which offers fake investment opportunities. Connaught representatives are cold calling people for investment purposes while quoting ...