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Showing 381 - 390 of 426 results for "Financial Services business"

Western Pacific buys more of MMC and Select

... Pritchard says as Western Pacific continues to move toward its strategy of building an end-to-end financial services business, it was placing to be able to increase the holding in both Select and MMC and consolidate those holdings within the group's ...

ASIC nabs planner and catches two directors

... Drakos's former clients. Meanwhile ASIC has also moved against two directors involved in operating a financial services business without a licence. Veljkovic and Patrick have been faced with a total of 33 charges for encouraging investors to rollover ...

High yield investment scheme operator facing charges

... another company he owned, Biograd Filters, and used the proceeds for his personal use, operated a financial services business without holding an Australian financial services licence (AFSL), and made false statements during an ASIC investigation. The ...

Aviva badges deal with HBOS

... widely recognised around Australia as a successful bancassurer. The recent acquisition of the RACV's financial services business gives HBOS a significant presence in the local market and Aviva will be proud to partner them," says Salmon.

Third operator of early release super scheme punished

... for his involvement in the illegitimate schemes and also consented to declarations of carrying on a financial services business while not holding an Australian financial services licence. ASIC's permanent injunctions prevent Heard from promoting or maintaining ...

Unlicensed financial adviser caught out

... Commission (ASIC) investigation has resulted in Donald Maxwell facing one charge of carrying on a financial services business without an Australian financial services license (AFSL). The regulator alleges Maxwell breached the Corporations Act 2001 by ...

Macquarie finds new partner for financial services franchise

AAP  |  MONDAY, 9 MAY 2005
Macquarie Bank Ltd and Godfrey Pembroke Mount Waverley have teamed up to found a new financial services business. The pair have formed a partnership under Macquarie's new affiliate dealer group, Lachlan Wealth Management, which Macquarie Wealth Management ...

ASIC moves against a high-yield investment scheme.

... other financial products, making any offers to sell shares in Biograd Filters Pty Ltd and operating a financial services business without obtaining an Australian Financial Services Licence. The court has also extended its injunctions against Victor Lynas ...

ASIC cracks down on early access to superannuation scheme

... access to your super," says Redfern. Graetz has declared that he and his companies have operated a financial services business without holding an Australian Financial Services (AFS) licence and has consented to an injunction that will prevent himself ...

Eight year gaol sentence for former financial adviser

... three counts of dishonest conduct in relation to a financial product or service, while carrying on a financial services business, under the Corporations Act 2001. Between March 1995 and March 2001 Higgins was a director of Macquarie Towns Financial Services ...