Search Results | Showing 331 - 340 of 816 results for "Settlement" |
| | | ... and will cough up a $500,000 penalty. The SEC's Boston associate director for enforcement, John Dugan, said the settlement will provide compensation to wronged investors. "All investors are entitled to receive certain information from issuers in ... |
| | | | ... violating the antifraud provisions of the federal securities laws. Riehl has agreed to settle the charges against him. The settlement, which is subject to court approval, provides for return of allegedly ill-gotten gains plus prejudgment interest. Riehl ... |
| | | | Shareholders are demanding changemore than ever before. That is, according to financial advisory and asset management firm Lazard, and its 2019 review of shareholder activism. The report found that 147 investors launched new campaigns against companies ... |
| | | | A $12 billion industry superannuation fund has continued its shift towards a more independent board, adding a new director. Local Government Super appointed experienced director Claudia Bels to its board, as the fund continues to broaden the diversity ... |
| | | | ... impact the RBA's "mandates as the issuer of Australia's banknotes, operator of Australia's real-time gross settlement system, and its responsibilities for the stability of the financial system and the stability and efficiency of the payments ... |
| | | | ... chairman Rick Holliday-Smith said. "Rob has served for the past four years as a director on our subsidiary clearing and settlement boards, including as Chairman of ASX Clear Pty Limited and ASX Settlement Pty Limited, the licensees for our cash equities ... |
| | | | ... of cases which had over $1 billon in back tax assessments." ATO deputy commissioner Mark Konza said the Google tax settlement was a "great outcome". "It adds to the significant success of the ATO in positively changing the behaviour of digital taxpayers ... |
| | | | ... Goldman Sachs. Leissner, who is married to fashion designer and TV personality Kimora Lee Simmons, has agreed to a settlement that sees him permanently barred from the securities industry. According to the SEC, in 2012 Leissner started bribing high ranking ... |
| | | | Pershing Securities Australia has been charged after breaching client money obligations. The clearing and settlement solutions provider was charged with two counts of failing to pay client money into an account and one count of failing to comply with ... |
| | | | The US Department of Justice has reached a settlement in its case against assets acquired by Low Taek Jho, also known as Jho Low, and his family. Jho Low allegedly misappropriated funds from Malaysia's sovereign wealth fund, 1Malaysia Development Berhad ... |
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