Search Results | Showing 11 - 20 of 3559 results for "Reporting" |
| | | ... misreporting more than 260,000 over-the-counter (OTC) derivative transactions, saying the fine reflected "deficiencies" in the reporting framework and such failures were "systematic." ASIC said Deutsche Bank failed to take all reasonable steps to accurately ... |
| | | | ... consolidated client wealth data through artificial intelligence assistants such as ChatGPT and Claude. The Australian wealth reporting platform said the new capability, which is available immediately to HeirWealth Atlas users on an opt-in basis, is believed ... |
| | | | ... According to ASIC, the review led to stronger target market determinations, improved customer onboarding processes, enhanced reporting compliance and better monitoring of retail client trading outcomes. Trive held an AFSL since July 2012. The company ... |
| | | | MaxCap has welcomed two senior directors, including a portfolio manager from Australia's largest super fund, reporting to the recently named chief executive Kylie Robb. Based in Melbourne, Greg Wilkinson has joined as head of investment management while ... |
| | | | ... commitment to simplify complex ASIC instruments. ASIC also removed and updated requirements, including replacing quarterly reporting with electronic access to account information and giving investors timely access to their investment details. It noted ... |
| | | | ... managed accounts, managed funds, cash and term deposits. Clients will access consolidated portfolio, performance and tax reporting. Netwealth chief executive and managing director Matt Heine commented: "The investment has underpinned the continued development ... |
| | | | ... sandbox should have clearly defined objectives, be integrated with the rest of ASIC, and incorporate monitoring and reporting on outcomes for participants. ASIC should review outcomes for participants (including time to licensing) after one year of operation," ... |
| | | | ... Europe and Asia, successfully managing institutional relationships and driving business development initiatives. He is reporting to head of investor relations and senior partner Sebastian Lecaudey. Welcoming Welsh to the role, Lecaudey said his expertise ... |
| | | | ... $92.1 billion in funds under advice. The platform centralises investment advice, portfolio management and consolidated reporting to give clients clearer visibility, greater control and access to investments. Its services BFG's clients which includes ... |
| | | | ... audit firms in relation to firm-level decisions affecting audit quality. One option, Treasury said, would be to require reporting entities to obtain audit services only from audit firms licensed by ASIC, with quality management and ethical obligations ... |
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