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Showing 81 - 90 of 3528 results for "Reporting"

Diversa hit with additional licence conditions

ELIZA BAVIN | TUESDAY, 23 DEC 2025

... the review identified deficiencies in Diversa's onboarding processes and practices, investment option monitoring and reporting, and management of conflicts of interest. Specifically, APRA said the review identified concerns regarding the onboarding of ...

Macquarie Securities to pay $35m for misleading data reporting

RIDDHIMA TALWANI | FRIDAY, 19 DEC 2025

... sales. ASIC lodged civil proceedings against MSAL in the NSW Supreme Court in May. MSAL has also admitted to incorrectly reporting regulatory data for more than 633,000 orders submitted to the market operator between November 2022 and March 2023. ASIC ...

Drummond Capital broadens access to private markets offering

MATTHEW WAI | FRIDAY, 19 DEC 2025

... announcement on the social media platform LinkedIn. "We're committed to supporting advisers with the training, tools, and reporting needed to confidently incorporate private markets as part of a broader, liquid portfolio strategy," it said. "This marks ...

Morningstar boosts analyst team

ELIZABETH FRY | THURSDAY, 18 DEC 2025

... its manager research team with two new hires. Eun Sub Kim joins as senior manager research analyst for fixed interest, reporting to Thomas Dutka. He was most recently at Mercer as a market strategist and investment consultant where he worked for seven ...

Equity Trustees hit with additional licence conditions

ELIZA BAVIN | THURSDAY, 18 DEC 2025

... practices, including adequacy of investment selection criteria and due diligence, as well as investment option monitoring and reporting frameworks, and management of conflicts of interest," APRA said. Specifically, APRA's review of ETSL identified ...

ASFA expands financial crime prevention framework for super trustees

MATTHEW WAI | FRIDAY, 12 DEC 2025

... such as unauthorised transfers, rollover fraud, and misuse of member credentials, along with indicative controls and reporting expectations. Trustees can also use it to test whether their risk management frameworks and operational risk settings adequately ...

FEATURE: Private credit | At the precipice

GLENDA KORPORAAL | FRIDAY, 12 DEC 2025

... whereas the US private credit space lends to a broad array of industries," Cousley says. He says the transparency and reporting standards in the US are generally more advanced than in Australia but notes this is now getting attention from ASIC. Investors ...

Australian Ethical adds trader and BDM

ELIZABETH FRY | THURSDAY, 11 DEC 2025

... Ethical head of equities Nathan Parkin said Cooney will help improve trade execution, reduce costs and manage liquidity. Reporting directly to Parkin, the appointment reflects Australian Ethical's commitment to strengthening its investment capability. ...

ASIC issues $2.2m infringement notices

ANGELIQUE MINAS | THURSDAY, 11 DEC 2025

... failing to lodge at all." "ASIC calls on the directors of large proprietary companies and other entities with financial reporting obligations to proactively review their reporting obligations and ensure financial reports are lodged in a timely manner. ...

JBWere partners to enhance advisers' portfolio analytic capabilities

MATTHEW WAI | TUESDAY, 9 DEC 2025

... clients' portfolios. This will provide deeper portfolio insights, richer risk analysis, and greater transparency and reporting for clients," Verner said. "Wealth management continues to evolve to be more personalised and advisory driven, and we are delighted ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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