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Showing 11 - 20 of 46 results for "County Court"

ASIC hands down more permanent bans

JAMIE WILLIAMSON  |  WEDNESDAY, 14 SEP 2016
... clients, amounting to a total value of over $1.3 million. In April of this year King appeared and was convicted in the County Court of Victoria on five counts of obtaining property by deception, two counts of obtaining financial advantage by deception ...

Unlicensed property investor jailed for six years

ALEX BURKE  |  TUESDAY, 13 SEP 2016
... has been jailed for six years and three months following an ASIC investigation. Barry Patrick was sentenced by the County Court of Victoria, having been found guilty of three charges of obtaining property by deception, two charges of obtaining a financial ...

Adviser jailed for blowing client funds on fast cars

MARK SMITH  |  THURSDAY, 21 AUG 2014
... company, C Cini & Company, received a total of five years and three months in jail for his crimes. Appearing in the County Court of Victoria, Cini was ordered to serve a minimum of three years and three months before being eligible for release. ASIC's ...

ASIC bans former PIS and AMP advisers

LAURA MILLAN  |  MONDAY, 23 JUN 2014
... Securities and Investments Commission (ASIC) took action against AMP Financial Planning adviser Roy Whye Wah Moo after the County Court of Victoria charged him of dealing with $100,000 or more that were the proceeds of crime. Moo pleaded quilty in December ...

Accountant guilty of operating 21 unregistered schemes

LAURA MILLAN  |  THURSDAY, 30 JAN 2014
... unlicensed financial services business. Letten's conditional bail was extended and he is to reappear in the Victorian County Court on 12 May 2014.

Property group director jailed for four years

LAURA MILLAN  |  MONDAY, 9 SEP 2013
... dishonestly using his position as a director of several companies and making false and misleading statements. The County Court of Victoria sentenced him to four years jail with a non-parole period of two years. The court also ordered Weerappah to repay ...

Ex-Lonsec MD convicted of insider trading

JAMES FERNYHOUGH  |  THURSDAY, 23 MAY 2013
... Norman John Graham, a former managing director of stockbroking firm Lonsec, was convicted of insider trading at the County Court of Victoria on Wednesday. In 2010, Graham sold 200,000 shares in Clean Seas Tuna knowing that the fisheries company was set ...

Former consultant sentenced for insider trading

LAURA MILLAN  |  FRIDAY, 15 MAR 2013
The County Court of Victoria has sentenced former consultant Ulf Ronnie Lindskog after being convicted of four insider trading charges brought by the Australian Securities and Investments Commission (ASIC). Judge David Parsons sentenced Lindskog to ...

Former Lonsec MD pleads guilty to insider trading

LAURA MILLAN  |  MONDAY, 4 MAR 2013
... before the Melbourne Magistrates' Court as a contested committal hearing. He will appear for a plea hearing in the County Court of Victoria on May 16.

Insurance broker pleads guilty to theft

MARK SMITH  |  TUESDAY, 5 FEB 2013
... various insurance companies for insurance cover they had provided to those clients. Wickett was bailed to appear in the County Court at Melbourne on 18 April 2013 for a plea hearing. As part of the bail conditions he must surrender his passport to AS ...