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Showing 21 - 30 of 50 results for "County Court"

Ex-Lonsec MD convicted of insider trading

JAMES FERNYHOUGH  |  THURSDAY, 23 MAY 2013
... Norman John Graham, a former managing director of stockbroking firm Lonsec, was convicted of insider trading at the County Court of Victoria on Wednesday. In 2010, Graham sold 200,000 shares in Clean Seas Tuna knowing that the fisheries company was set ...

Former consultant sentenced for insider trading

LAURA MILLAN  |  FRIDAY, 15 MAR 2013
The County Court of Victoria has sentenced former consultant Ulf Ronnie Lindskog after being convicted of four insider trading charges brought by the Australian Securities and Investments Commission (ASIC). Judge David Parsons sentenced Lindskog to ...

Former Lonsec MD pleads guilty to insider trading

LAURA MILLAN  |  MONDAY, 4 MAR 2013
... before the Melbourne Magistrates' Court as a contested committal hearing. He will appear for a plea hearing in the County Court of Victoria on May 16.

Insurance broker pleads guilty to theft

MARK SMITH  |  TUESDAY, 5 FEB 2013
... various insurance companies for insurance cover they had provided to those clients. Wickett was bailed to appear in the County Court at Melbourne on 18 April 2013 for a plea hearing. As part of the bail conditions he must surrender his passport to AS ...

Ponzi scheme operator admits guilt

ASIC RELEASE  |  WEDNESDAY, 3 MAR 2010
... obtaining a financial advantage by deception. Her bail was extended to 4 May 2010 when she will reappear at the Melbourne County Court for a plea hearing and sentencing. The six counts of deception involve a sum of $2,531,139 that was invested by five ...

SMSFs targeted in $428k swindle

ASIC RELEASE  |  FRIDAY, 21 AUG 2009
... product. Neither Mr. nor Mrs. White held an Australian financial services licence. Both were sentenced in the Victorian County Court.

Insurance broker caught for fraud

ASIC RELEASE  |  MONDAY, 1 JUN 2009
... pleading guilty to three charges brought by ASIC. Ryan of Doncaster, Victoria, who was sentenced in the Melbourne County Court was also fined $10,000. In August 2008 Ryan, 50, pleaded guilty to one count of dishonestly using his position as a director ...

Bonnie and Clyde team caught for fraud

RUTH LIEW  |  THURSDAY, 28 MAY 2009
... licence following an ASIC investigation. Shaun White of Montmorency, Victoria, has pleaded guilty in Melbourne's County Court to nine counts of theft, two counts of dishonest conduct in relation to a financial product, and one count of conducting a financial ...

Advisers caught for market manipulation

MEDIA RELEASE  |  TUESDAY, 17 FEB 2009
... Rocco Musumeci and Richard John Wade were yesterday handed custodial sentences, fully suspended in the Melbourne County Court after being found guilty of market manipulation following an investigation by ASIC into the trading of Genetic Technology Ltd ...

NAB FX pair get six years

HAMISH MADDEN  |  WEDNESDAY, 5 JUL 2006
... combined six years in jail. David Bullen faced 18 charges relating to his actions in the affair and was sentenced by the County Court of Victoria to 44 months jail with a minimum period of 30 months. Vincent Ficarra faced 13 charges and was sentenced ...