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Showing 211 - 220 of 695 results for "Financial products"

Marketech partners with Chi-X Australia

CHLOE WALKER  |  MONDAY, 29 NOV 2021
... Australia's bespoke and growing product range. "Like Marketech, Chi-X Australia is focused on delivering innovative financial products and services and opening access to these products to all Australian investors," Jokovic said. "The future of the Australian ...

Hume throws shade at trustee rainy day funds

KARREN VERGARA  |  MONDAY, 22 NOV 2021
... hook. CSLR, which covers unpaid compensation awarded as a result of misconduct relating to a targeted range of financial products and services, excludes managed investment schemes or other high risk financial products. "We've made sure banks pay ...

Complaints filed against ASIC lawyers

JAMIE WILLIAMSON  |  FRIDAY, 19 NOV 2021
... partner Rhys Roberts said. The contempt charges against Mawhinney allege he continued to raise funds through financial products despite ASIC having handed him a 20-year ban from doing so in April. The regulator is seeking injunctions to stop Mawhinney ...

Mawhinney lawyer accuses ASIC of trial by media

ELIZABETH MCARTHUR  |  THURSDAY, 18 NOV 2021
... case." The contempt order is in relation to allegations that Mawhinney has continued to raise funds through financial products, even though ASIC banned him for 20 years.

ASIC files contempt application against Mawhinney

ELIZABETH MCARTHUR  |  TUESDAY, 16 NOV 2021
... Mayfair 101. The contempt order is in relation to allegations that Mawhinney has continued to raise funds through financial products, even though ASIC banned him for 20 years. On 19 April 2021, Mawhinney was ordered by the Federal Court to stop raising ...

Government advances adviser levy drop

KARREN VERGARA  |  THURSDAY, 11 NOV 2021
... AFS licensees with 18,750 advisers. For advisers who provide retail advice for products that are not relevant financial products, their levy remains the same at $1.761 million based on 625 entities or $2817. The levies for licensees that provide general ...

ASIC issues warning to finfluencer sponsors

KARREN VERGARA  |  WEDNESDAY, 10 NOV 2021
... Act. You may also want to understand whether the finfluencer has existing vested interests to promote other financial products and services in case there's a conflict of interest or risks to your organisation," Armour said.

New Bitcoin fund promises tax efficiency

ELIZABETH MCARTHUR  |  FRIDAY, 5 NOV 2021
... under the Trans-Tasman Mutual Recognition (TTMR) - a regime established in 2008 to create a single market for financial products across Australia and New Zealand. Gardiner said the Vault fund could be a tax-efficient option for Australians given the ...

ASIC bans adviser over Linchpin, Endeavour fund

ANNABELLE DICKSON  |  THURSDAY, 4 NOV 2021
... significant consequences, including the risks, arising from his recommendation to switch client funds from existing financial products into the fund, ASIC said. In 2019, the Federal Court also ordered the registered scheme operated by Endeavour and the ...

ASIC sues timeshare company

KARREN VERGARA  |  WEDNESDAY, 3 NOV 2021
... has commenced civil penalty proceedings. ASIC classifies timeshare schemes as managed investment schemes and financial products that involve property in the form of holiday accommodation, describing them as "complex" and costly. Further, ASIC alleges ...