Search Results | Showing 161 - 170 of 695 results for "Financial products" |
| | | ... scheme. Under the DDO, ASIC said Firstmac is required to take reasonable steps to ensure that it distributes financial products consistent with the target market determination (TMD) for each product. ASIC has alleged that in marketing and distributing ... |
| | | | ... needs of their consumers. These obligations are not a box ticking exercise, but a new page in the regulation of financial products in Australia." Hughes added that this review is part of a series of initiatives ASIC is undertaking to address compliance ... |
| | | | ... deputy chair Sarah Court said the DDO embeds a consumer-centric approach for the issuers and distributors of financial products. "Product providers must monitor and review whether consumers are receiving products consistent with their needs and cannot ... |
| | | | ... the end of February. "Now more than ever, people across the UK should have access to useful and affordable financial products and services which can improve their quality of life and support the economy," FCA executive director of markets Sarah Pritchard ... |
| | | | ... 2022, about 240 clients had deposited funds into the products. "We are concerned that Block Earner offered financial products without appropriate registration or an AFSL, leaving consumers without important protections. Simply because a product hinges ... |
| | | | ... potential to cause significant consumer harm because it can prevent consumers from receiving appropriate advice and financial products free of influence." |
| | | | ... the regulator will take targeted action against unlicensed conduct and misleading promotion of crypto-asset financial products that could harm consumers. "This is a key priority for ASIC. Crypto assets are highly volatile, inherently risky, and complex. ... |
| | | | ... cooperation and planned joint business initiatives between the two firms in equities, digital assets, and other financial products and services, subject to any applicable regulatory approvals," a Cboe statement said. "The MoU creates the opportunity ... |
| | | | ... award-winning funds, we are taking an important step towards our goal of providing high-performing, ethical financial products to Australian Muslims, he added. "Hejaz is also planning to launch a third ETF before the end of the year, providing retail ... |
| | | | ... regulator. "ASIC pursued this case through the Federal Court because of the importance of accurate advertising of financial products. We were concerned that the advertising by the Mayfair 101 Group represented that their products were of a similar risk ... |
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