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Showing 201 - 210 of 696 results for "Financial products"

ASIC consults on FSCP sittings

KARREN VERGARA  |  TUESDAY, 1 MAR 2022
... adviser is not a fit and proper person to provide personal advice to retail clients in relation to relevant financial products..." the consultation paper reads. ASIC wants to hear from stakeholders, who have until March 28 to provide a submission. The ...

Hejaz adds sales director

ELIZABETH MCARTHUR  |  TUESDAY, 1 MAR 2022
... months and that the firm expects to add $100 million to its funds under management in the next year. "Demand for financial products that are tailored to people's values is rising. Hejaz is at the forefront of this movement, creating first-of-their-kind ...

Cosmos AM, Purpose Investments crypto JV

CHLOE WALKER  |  MONDAY, 21 FEB 2022
... Purpose Investments, a well-respected global investment firm with significant expertise in delivering advanced financial products and technologies to market. "There's increasing investor demand for access to new cryptocurrency and emerging technology ...

FSCP panel members named

CHLOE WALKER  |  TUESDAY, 15 FEB 2022
... of knowledge and experience across the fields of business, administration of companies, financial markets, financial products and financial services, law, economics, accounting, taxation and credit activities and credit services," Hume said. "Financial ...

ASIC considering more action on Sterling collapse

KARREN VERGARA  |  MONDAY, 14 FEB 2022
... establishing a framework that promotes greater awareness and understanding among retail investors that buy financial products and services. "On this recommendation we note that ASIC and Treasury already invest a considerable amount in financial literacy ...

AIST, MetLife tackle underinsurance issue

KARREN VERGARA  |  TUESDAY, 8 FEB 2022
... to and realised that superannuation and insurance are low-engagement sector, but they are really important financial products for our customers and their members; and that the more engaged they are, the more likely they are to get the maximum benefits ...

RI Advice slapped with $6m penalty

KARREN VERGARA  |  FRIDAY, 4 FEB 2022
... million penalty for failing to keep tabs on a representative who invested clients' money in risky and complex financial products. The Federal Court found that RI Advice failed to take the appropriate steps to ensure that former adviser John Doyle ...

Mayfair 101 files new appeal

ELIZABETH MCARTHUR  |  TUESDAY, 25 JAN 2022
... Mayfair 101 founder and managing director James Mawhinney - who has been banned from fundraising or advertising financial products for 20 years - maintains ASIC made mistakes in prosecuting Mayfair. "Our appeals are focused on highlighting the mistakes ...

Federal Court fines Mayfair $30m

CHLOE WALKER  |  THURSDAY, 23 DEC 2021
... investors, irrespective of whether they are wholesale or retail investors. "Failing to accurately advertise financial products can result in significant penalties for firms," she said. The significant penalty comes after ASIC was successful in court ...

Hejaz hires three senior leaders

KARREN VERGARA  |  THURSDAY, 16 DEC 2021
... a mission to ensure that Muslims don't have to compromise their values in order to access best-in-class financial products."