Search Results | Showing 211 - 220 of 5582 results for "ASIC" |
| | | ... standing firm on defending itself against culpability for the Shield Master Fund collapse and ensuing investor losses, blaming ASIC for not doing its job, as well as third-party providers for their failures. Releasing its Summary of Defence document ... |
| | | | ... analysis shows just a quarter of them have ceased their authorisation. According to Rainmaker Information analysis of the ASIC Financial Adviser Register (FAR), about 458 advisers ceased their authorisation since the beginning of December, including ... |
| | | | ... crypto from a niche asset class into a fully regulated part of Australia's financial system." Domestically, late last year ASIC labelled most digital assets, including wrapped tokens, stablecoins, tokenised securities and digital asset wallets, as ... |
| | | | ASIC has commenced a consultation on updating the Regulatory Guide 43 Financial reports and audit relief (RG 43), to ensure clarity in granting relief from the financial record-keeping, financial reporting, and audit requirements. The update aims to ... |
| | | | ... Australia Post Superannuation Scheme. In October, Cbus agreed to pay $23.5 million to settle the matter brought against it by ASIC in relation to delayed death benefit payments to members. The super fund said it co-operated with the regulator throughout ... |
| | | | ... VIX, averaged 10.1 in December, down 5% from December 2024. The numbers come as Cboe Australia was given the green light by ASIC to process initial public offerings (IPOs) in October last year, reiterating that the approval will reinforce a "vibrant ... |
| | | | ... apply. AusPrac Super and YourChoice Super, as sub-plans of OneSuper, are overseen by Diversa Trustees, which is being sued by ASIC for its involvement in the First Guardian and Shield collapses and, more recently, was hit with additional licence conditions ... |
| | | | ... internal auditors, and governance specialists, says Cleary. He notes that employers are favouring candidates with APRA and ASIC experience, and expertise in financial crime, anti-money laundering and fraud prevention. "Following the collapse of the Shield ... |
| | | | Ahead of Christmas, ASIC commenced civil penalty proceedings against BDO Audit (WA) and its director Dean Just alleging it made misleading statements, while failing to take reasonable steps to ensure reports were factually accurate for an ASX-listed ... |
| | | | ... frameworks and practices, including oversight of platform investment options made available to members. This comes in the wake of ASIC launching legal action against Diversa for its role in the collapse of the First Guardian Master Fund, in which $300 ... |
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