Search Results | Showing 161 - 170 of 5582 results for "ASIC" |
| | | ASIC chair Joe Longo highlighted two key development areas for Australia to align with prominent players across the Asia Pacific region, saying the regulator wants to be a backer, not blocker, of financial innovation. Speaking at the Asia Securities ... |
| | | | ... Financial Services Group Australia, which is in liquidation, and MWL Financial Services, which is currently in administration. ASIC estimates 12,000 investors were impacted by the collapse of Shield and First Guardian but only about 2100 complaints have ... |
| | | | York St Capital has appointed former ASIC deputy chair Daniel Crennan as chair. York St Capital is a Melbourne-based multi-asset investment firm focused on digital assets, commodities and real estate. It has recently expanded its presence into the United ... |
| | | | ... readily available markets and transparent pricing. The FAAA urged for greater controls and obligations for wholesale trusts as ASIC has very little data on these, yet registered retail trusts can readily invest in unregistered wholesale trusts where ... |
| | | | ... and streaming services, outdoor advertising, audio, social and digital as well as workplace and industry channels. In 2024, ASIC urged super funds and the industry to do more to explain super to younger Australians, particularly by using clear language ... |
| | | | The ASX submitted its Commitment Plan in response to the ASIC Inquiry Panel's Interim Report, outlining what it will focus on to transform and rebuild confidence to support its reset as Australia's critical market infrastructure. The submission is in ... |
| | | | ... 31 December 2025, the corporate watchdog received 9686 reports of misconduct (ROMs), raising 13,036 issues, new data from ASIC shows. ASIC said the increase in ROMs was driven largely by corporate governance concerns, including failures to provide company ... |
| | | | ... avenues including engagement with Kings Counsel on these matters." Furthermore, Crole said recent developments along with the ASIC notices and AFCA defences have "constrained new business flows and necessitated a decision by the board to undertake a ... |
| | | | ... option last year have resulted in members being misled. The Environmental Defenders Office has made a formal complaint to ASIC on behalf of a UniSuper member, claiming the investment criteria of the GEO option was watered down significantly in March ... |
| | | | The Australian Financial Complaints Authority (AFCA) has vented its frustration over ASIC's recommendations for financial advisers around self-managed superannuation funds (SMSF), claiming some suggestions were not "done well at all." In INFO SHEET ... |
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