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Showing 111 - 120 of 5582 results for "ASIC"

ASX announces interim chief executive

VINNY VUCAGO  |  THURSDAY, 30 APR 2026
... The new technology was originally supposed to be rolled out in April 2021, but faced successive year-long delays. In 2024, ASIC sued the ASX in the Federal Court over allegedly misleading statements related to the project. One of Lofthouse's first ...

ASIC reviews AFSLs over finfluencer concerns

ELIZA BAVIN  |  FRIDAY, 24 APR 2026
ASIC has issued warning notices to four finfluencers suspected of providing unlicensed financial advice or engaging in misleading or deceptive conduct, as well as commencing a review of several licensees and their supervision of 15 finfluencers operating ...

ASIC bans another former MWL adviser

ELIZA BAVIN  |  THURSDAY, 23 APR 2026
ASIC has banned Sydney-based former financial adviser John Morgan from providing financial services, controlling an entity that carries on a financial services business or performing any function involved in the carrying on of a financial services business ...

Cboe offloads local exchange to Canadian giant

RIDDHIMA TALWANI  |  THURSDAY, 23 APR 2026
... October last year. It had said this will sharpen strategic focus on emerging growth opportunities despite sound performance. ASIC said the deal is subject to its regulatory approval and it will expedite assessment of the application. "Should the purchase ...

ASIC to refresh financial market infrastructure guides

KARREN VERGARA  |  TUESDAY, 21 APR 2026
ASIC is updating its regulatory guides to reflect recent reforms to financial market infrastructure (FMI) rules and is seeking industry feedback. The FMI reforms affect three ASIC regulatory guides that are up for review, following the introduction ...

ASX declares CHESS clearing services ready

ELIZA BAVIN  |  TUESDAY, 21 APR 2026
... contributed to ASX being overly reactive and tactical in its response to incidents and identified gaps. The final report came after ASIC took the unprecedented step in June 2025 of commissioning the Inquiry into the ASX after years of persistent issues ...

ASIC issues roadmap for digital assets law reform

ELIZA BAVIN  |  TUESDAY, 21 APR 2026
ASIC said it will be issuing new regulatory guidance and set out certain operations standards as it prepares to implement new laws which will bring digital asset platforms (DAPs) and tokenised custody platforms (TCPs) under the financial services licensing ...

Insignia Financial shareholders approve takeover

ELIZA BAVIN  |  TUESDAY, 14 APR 2026
... all conditions be satisfied or waived prior to the hearing, Insignia said it proposed to lodge the order of the court with ASIC on April 17. Following that, Insignia shares will be suspended from trading on the ASX from market close on the date the Scheme ...

ASIC acts against another former FSGA adviser

JAMIE WILLIAMSON  |  MONDAY, 13 APR 2026
An adviser that ASIC said was experienced enough to know better than to advise clients to invest in Shield and First Guardian has been banned for five years. Shane Monte Silva failed to act in certain clients' best interests when he told them to switch ...

ASIC bans former adviser Rhys Reilly for 10 years

KARREN VERGARA  |  MONDAY, 13 APR 2026
... Advice (SoA) by stating that no benefits capable of influencing his advice had been received, when that was not the case, ASIC said, adding that he was "not a fit and proper person, was not competent to provide financial services, and was likely to contravene ...