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Showing 1711 - 1720 of 3511 results for "compliance"

Risk and compliance expertise in demand

KARREN VERGARA  |  WEDNESDAY, 4 JUL 2018
Risk and compliance officers and in-house corporate lawyers are highly in-demand talent thanks to the Royal Commission, which has helped boost the professionals' pay grade well above the national average. This is based on a Robert Walters wage analysis ...

AFA seeks overhaul of proposed education standards

JAMIE WILLIAMSON  |  TUESDAY, 3 JUL 2018
... completed in achieving degree equivalence, the AFA said. A recommendation for the Government to defer the start of compliance schemes and code monitoring until 1 January 2022 is also highlighted by the AFA, saying additional time would allow all advisers ...

Catholic Super appoints CIO

KANIKA SOOD  |  TUESDAY, 3 JUL 2018
... equities and alternative assets. She will also take responsibility for Catholic Super in areas of strategy, leadership, compliance and risk management, stakeholder management in addition to the management of external and internal relationships for CSF. ...

Centrepoint bumps up advice litigation provision

KARREN VERGARA  |  MONDAY, 2 JUL 2018
... privilege of working with a strong community of financial advisers. This, together with our capabilities in technology, compliance, education and business management, will be our bedrock as we strive to improve the trust that consumers place in the financial ...

ASIC slams SMSF advice, flags further education reform

JAMIE WILLIAMSON  |  FRIDAY, 29 JUN 2018
... De Gori said there is no doubt that SMSF advice will now be a significant focus of those bodies selected to monitor compliance with FASEA's code of ethics for advisers, once they are approved. "This is a growing sector and good advice is imperative to ...

AstuteWheel speeds up risk advice timeframe

KARREN VERGARA  |  FRIDAY, 29 JUN 2018
... time and effort" required to presenting the advice and preparing the SOA from as long as three weeks. With respect to compliance and transparency, Eggers said comprehensive file notes are captured when decisions made by the client and the insurance amounts ...

Statements of Advice: Out with the old

JAMIE WILLIAMSON  |  THURSDAY, 28 JUN 2018
Compliance requirements for financial advisers are on the rise and practices clinging to ancient technology will need to use their imagination and embrace change in order to keep up. Discussing the value of technology at a recent Advice Intelligence ...

CBA restructures executive leadership

JAMIE WILLIAMSON  |  MONDAY, 25 JUN 2018
... is former ANZ chief risk officer Nigel Williams. He will focus on improving CBA's credit risk, operational risk and compliance in what the bank described as a critical time. Williams left ANZ in March after 15 years, having also previously served as ...

Dover exit renews self-licensing calls

ALEX BURKE  |  MONDAY, 25 JUN 2018
... automatic record of advice generation, direct integration with XPLAN and others - it becomes much easier to manage the compliance process. And to do it in a real-time way, too, because this industry has quite often seen compliance as looking back at ...

MyFiduciary partners for compliance

JAMIE WILLIAMSON  |  THURSDAY, 21 JUN 2018
MyFiduciary is partnering with a fintech to roll out a digital monitoring and compliance tool. Entering a strategic partnership with JHC Systems, MyFiduciary is equipping firms with JHC Neon; a digital risk, monitoring and analytics dashboard. JHC said ...