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Showing 1661 - 1670 of 3511 results for "compliance"

Industry veterans join global commission

DARREN SNYDER  |  MONDAY, 24 SEP 2018
... July 2019. Commissioners will discuss the financial services sector's approach to anti-slavery and anti-trafficking compliance; responsible investment and lending practices; and financial sector innovation to address modern slavery and human trafficking. ...

Industry body names first chief executive

JAMIE WILLIAMSON  |  MONDAY, 24 SEP 2018
... a seminal time for the industry. "Regtech presents an opportunity for increasing productivity and ensuring a robust compliance and regulatory eco-system. With Australia number three in the world in the concentration of regtech firms, there's no better ...

AI Group pushes back against super gender gap reforms

HARRISON WORLEY  |  MONDAY, 24 SEP 2018
... the removal of this long-standing threshold will add significantly to the direct costs of employment and to business compliance costs," Innes said. "In addition, the extra Superannuation Guarantee payments will give rise to higher payroll tax liabilities. ...

Easton buys SMSF service provider

KANIKA SOOD  |  THURSDAY, 20 SEP 2018
... services. The SMSF Expert has a limited AFSL and runs a subscription-based model, providing dealer services including compliance, training, technical support and para planning services to accountants across Australia. Easton Investments managing director ...

Former Macquarie advisers banned

JAMIE WILLIAMSON  |  WEDNESDAY, 19 SEP 2018
... financial advisers received ASIC bans for dishonest conduct, including deliberate attempts to mislead the institution's compliance team. Mark Alexander Landau and Marcus Roderick Campbell have both been banned from providing financial services for 10 ...

Former Westpac adviser ban upheld

KARREN VERGARA  |  FRIDAY, 14 SEP 2018
... experienced cash flow problems, Evans added. ASIC deputy chair Peter Kell said the banning should remind advisers that compliance with the best interest duty requires them to use their expertise to conduct a reasonable investigation into the financial ...

IOOF offloads corporate trust business

KANIKA SOOD  |  THURSDAY, 13 SEP 2018
... technology and industry experts we're helping our clients navigate regulatory complexity, as well as mitigate security and compliance risks so they can focus on growth." Sargon will pay 80% of the purchase price on completion, expected by October end ...

Industry fund chair retires

JAMIE WILLIAMSON  |  MONDAY, 10 SEP 2018
... in 1999 as a member representative. In that time he has also served as chair of its investment committee and audit, compliance and risk committee. In announcing his decision, Fishlock said it has been a pleasure to work with the AvSuper board members ...

Industry body rejects ABA banking code

KANIKA SOOD  |  MONDAY, 10 SEP 2018
... clearer language around responsible lending, more sympathetic language around customers facing financial difficulties and compliance with the DHS code of operation. "It is ironic that the major banks are lecturing credit unions and building societies ...

Planning diploma relevant despite FASEA

JAMIE WILLIAMSON  |  MONDAY, 10 SEP 2018
... regime following the release of FASEA's framework," Sinclair said. He added that 2024 will mark the dawning of an era of compliance and entry-level education, ongoing professional development and study will be required by all industry participants, not ...